Last Updated: July 2025 – New York, NY
Here’s what you need to know about New York, NY, former stockbroker Mohammed A. Salim:
- Name: Mohammed Arif Salim
- CRD Number: 7126671
- Current Employer: Barred by FINRA from acting as a broker
- Prior Employers: Morgan Stanley, Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Function: Stockbroker / Financial Advisor
- Primary Location: New York, NY
- Can Mohammed A. Salim be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Discharged by a prior employer: Yes
If you’ve sustained damages from Mr. Salim, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Mohammed A. Salim As Your Stockbroker?
In 7/2025 FINRA barred Salim from acting as a broker to resolve allegations that he refused to cooperate with a regulatory investigation into concerns related to unauhorized sales and funds transferred from the customer’s account to Salim’s creditors.
Mohammed A. Salim was discharged by Morgan Stanley on October 10, 2024, following allegations related to unauthorized sales and funds transfers from a customer’s account to the Salim’s creditors.
Allegations of Broker Misconduct Against Mohammed A. Salim
Mr. Salim’s BrokerCheck record includes one disclosure event indicating he was discharged after allegations that he engaged in:
- Unauthorized sales of customer securities
- Misappropriation
Investigations involving Theft and Misappropriation of Customer Funds
Other Cases Involving Unauthorized Trading
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Morgan Stanley Brokers
If you have suffered investment losses in an account handled by Mohammed A. Salim, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.