Morgan Stanley

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Scott Bremus- Former LPL Broker- Discloses Customer Suit and Termination of Employment- Dacula, GA
Scott Bremus- Former LPL Broker- Discloses Customer Suit and Termination of Employment- Dacula, GA 150 150 ER

Scott Bremus Investigation April 2024- Dacula, GA According to publicly available records Scott Bremus,  a broker previously registered with LPL Financial discloses 2 regulatory events, 2 final customer disputes and…

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Francisco Valenzuela-Former Morgan Stanley Broker-Ordered to Pay Mexican Farmer $160,000 -Phoenix, AZ
Francisco Valenzuela-Former Morgan Stanley Broker-Ordered to Pay Mexican Farmer $160,000 -Phoenix, AZ 150 150 Robert Rex, Esq.

Francisco Valenzuela Investigation February 2024- Phoenix, AZ  According to FINRA records,  Francisco J. Valenzuela ,  a former broker  who previously worked for Morgan Stanley , discloses 2 regulatory events,  4 prior…

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Robert David-Former Morgan Stanley Broker-Discloses Multiple Customer Disputes -Farmington Hills, MI
Robert David-Former Morgan Stanley Broker-Discloses Multiple Customer Disputes -Farmington Hills, MI 150 150 ER

Robert David Investigation February 2024- Farmington Hills, MI According to FINRA records,  Robert C. David, Jr.  ,  a broker  who previously worked for Morgan Stanley , discloses a regulatory event,…

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Gustavo Miramontes-Oppenheimer Broker-Discloses 10 Final and One Pending Customer Disputes – Los Angeles, CA
Gustavo Miramontes-Oppenheimer Broker-Discloses 10 Final and One Pending Customer Disputes – Los Angeles, CA 150 150 ER

Gustavo Miramontes Investigation February 2024 – Los Angeles, CA According to publicly available records  Gustavo Miramontes,  a stockbroker with Oppenheimer & Co., discloses 10 prior customer disputes, 5apending customer dispute…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joel Freedman a Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Joel Freedman a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (West Conshohocken, PA) Joel Freedman Investigation Summary Here’s what you need to know about West Conshohocken, PA, stockbroker Joel Freedman: Name: Mr. Joel Randy Freedman Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kirk Crossen formerly with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Kirk Crossen formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Indianapolis, IN) Kirk Crossen Investigation Summary Here’s what you need to know about Indianapolis, IN, stockbroker Kirk Crossen: Name: Mr. Kirk James Crossen Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bill Collins formerly with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Bill Collins formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Troy, Michigan) Bill Collins Investigation Summary Here’s what you need to know about Troy, MI, stockbroker William Collins: Name: Mr. William Lief Collins Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Anthony Gallea
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Anthony Gallea 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Hendersonville, North Carolina) Anthony Gallea Investigation Summary Here’s what you need to know about Hendersonville, North Carolina, stockbroker Anthony Gallea: Name: Mr. Anthony Michael Gallea Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Evan Savarick formerly with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Evan Savarick formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Plantation, Florida ) Evan Savarick Investigation Summary Here’s what you need to know about Plantation, FL, stockbroker Evan Savarick: Name: Mr. Evan M Savarick Current Employer:…

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