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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Alegria, a Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Robert Alegria, a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Miami, FL Here’s what you need to know about Miami, FL stockbroker Robert D. Alegria: Name: Robert D. Alegria Current Employer: Morgan Stanley (registered since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ben Sweeney, a Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Ben Sweeney, a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Dallas, TX Here’s What You Need to Know About Dallas, TX Stockbroker Ben Sweeney Name: Benjamin Joseph Sweeney Aliases: Ben Sweeney, Benjamin J. Sweeney Current Employer: Morgan…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stephen Scott, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Stephen Scott, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: April 2026 — San Antonio, TX Here’s what you need to know about San Antonio, TX stockbroker Stephen Scott: Name: Stephen Charles Scott Current Employer: Morgan Stanley Prior Firms: AXA Advisors,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chad Anthony Noble, a Former Ameriprise Broker
Rex Securities Law Investment Fraud Attorney Investigates Chad Anthony Noble, a Former Ameriprise Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — The Villages, FL Here’s what you need to know about The Villages, FL stockbroker Chad Anthony Noble: Name: Chad Anthony Noble CRD Number: 4774817 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg: Name: Gregory Wayne Berg Current Employer: Not currently registered with any FINRA-member…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Todd Nuss, a Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Todd Nuss, a Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Beavercreek, OH Here’s what you need to know about Beavercreek, OH stockbroker Todd N. Nuss: Name: Todd N. Nuss Current Employer: Morgan Stanley — 4380 Buckeye Lane,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James (JC) Britt, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates James (JC) Britt, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Vero Beach, FL Here’s what you need to know about Vero Beach, FL stockbroker James Claude Britt: Name: James Claude Britt CRD Number: 4523267 Current…

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  • ER

Rex Securities Law Investment Fraud Attorney Investigates Jimmy Driggers, Former Morgan Stanley Broker
Rex Securities Law Investment Fraud Attorney Investigates Jimmy Driggers, Former Morgan Stanley Broker 150 150 ER

Jim Driggers Investigation Last Updated: March 2026 — Sarasota, FL Here’s what you need to know about Sarasota, FL stockbroker Jimmy Yang Driggers: Name: Jimmy “Jim” Yang Driggers CRD Number:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Pasadena, CA Here’s what you need to know about Pasadena, CA stockbroker Katy Y. Zhao: Name: Katy Yun Zhao Current Employer: Morgan Stanley (CRD #149777); branch listed…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Anthony Gallea
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Anthony Gallea 150 150 Robert Rex, Esq.

Last Updated: February 2026, Hendersonville, NC/ Palm Coast, FL Anthony Gallea Investigation Summary Here’s what you need to know about Hendersonville, NC/ Palm Coast, FL, stockbroker Anthony Gallea: Name: Anthony…

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