Last Updated: July 2025 – Carlsbad, CA
Here’s what you need to know about Carlsbad, CA, stockbroker Kevin William McBarron:
- Name: Kevin William McBarron
- CRD Number: 1282026
- Current Employer: LPL Financial LLC
- Function: Stockbroker / Financial Advisor
- Primary Location: Carlsbad, CA
- DBA: Wealth Planners Inc.
- Prior Employers: Union Capital Company, MetLife Securities Inc., SII Investments, Sentra Securities, Merrill Lynch, Prudential Securities
- Can Kevin McBarron be sued in FINRA arbitration? Yes
- Discharged by a prior employer: Yes
- Current Customer Dispute Seeks Damages of Currently Unspecified Amount
If you’ve sustained damages from Mr. McBarron, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kevin McBarron As Your Stockbroker?
Kevin McBarron is the subject of a received in 2025, alleging that while at Union Capital Company, he engaged in professional negligence and breach of fiduciary duty related to variable annuity recommendations. The complaint invokes Regulation Best Interest (Reg BI), which requires financial professionals to act in the best interest of the customer when making investment recommendations.
While the alleged damages are stated as “over $5,000,” the full amount is not yet specified and the claim remains pending.
In 2015 McBarron was discharged by MetLife who alleged that he did not follow firm policy with respect to account documents, electronic communications and the maintenance of electronic client information.
Allegations of Broker Misconduct Against Kevin William McBarron
- Professional Negligence
- Breach of Fiduciary Duty
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Kevin William McBarron, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.