Last Updated: August 2025 – Milwaukee, WI
Here’s what you need to know about Milwaukee, WI, stockbroker Nicholas C. Ignatowski:
- Name: Nicholas C. Ignatowski
- CRD Number: 2409399
- Current Status: Not currently registered with any FINRA member firm
- Prior Employers: LPL Financial LLC (8/2013-12/2023–Milwaukee, WI); Ameritas Investment Corp. (Milwaukee, WI); The Advisors Group, Inc. (Bethesda, MD); Trusted Securities Advisors Corp. (New York, NY); Pavek Investments Inc. (Eau Claire, WI); Associated Investment Services, Inc. (Green Bay, WI); Edward D. Jones & Co., L.P. (St. Louis, MO)
- Function: Stockbroker / Financial Advisor
- Primary Location: Milwaukee, WI
- Other Business Affiliations: Planners Financial Group , Professional Wealth Advisors ,
- Alias: Nicholas Cross Ignatowski, Nick Ignatowski
- Can Nicholas Ignatowski be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Customer Disputes: Two settled customer disputes with settlements totaling $350,000
If you’ve sustained damages from Mr. Ignatowski, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Nick Ignatowski As Your Stockbroker?
Nicholas Ignatowski has been named in multiple customer disputes relating to the recommendation and sale of variable annuities.
In one matter filed on September 1, 2023 (FINRA Case No. 23-02404), a client of Ameritas Investment Corp. alleged unsuitable recommendations and negligent misrepresentation in the sale of variable annuities. This matter settled on January 14, 2025 for $100,000.
In a second matter involving both Ameritas Investment Corp. and LPL Financial LLC, a customer alleged that Ignatowski misrepresented the features of variable annuity contracts over a period from 2011–2023. This claim ( FINRA Case No. 23-02404) was settled on November 11, 2024 for $250,000.
See this for our prior investigations of cases involving Annuities
Allegations of Broker Misconduct Against Nick Ignatowski
Clients of Nicholas Ignatowski have alleged:
- Unsuitable Recommendations: Allegations include recommending variable annuity products that were not suitable for the customer’s financial situation and investment objectives. This conduct potentially violates FINRA Rule 2111, which requires brokers to have a reasonable basis to believe that a recommended transaction is suitable for the customer.
- Misrepresentation and Omission: Customers claimed Ignatowski misrepresented or failed to adequately disclose the material features and risks of variable annuity contracts. Misrepresentation of investment product features can violate FINRA Rule 2020, which prohibits the use of manipulative, deceptive, or fraudulent devices.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Nicholas C. Ignatowski, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.