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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Andrew Martz, a Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Andrew Martz, a Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Southlake, TX Here’s what you need to know about Southlake, TX stockbroker Andrew Martz: Name: Andrew Martz Current Employer: LPL Financial LLC Prior Firms: Western International Securities,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Mavrakos, a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Chris Mavrakos, a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Safety Harbor, FL Here’s what you need to know about Safety Harbor, FL stockbroker Chris Mavrakos: Name: Christ Mavrakos Alias: Chris Mavrakos, Christopher Mavrakos Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker William B. Tunink
Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker William B. Tunink 150 150 Robert Rex, Esq.

Last Updated: April 2026 – West Des Moines, IA Here’s what you need to know about West Des Moines, IA stockbroker William B. Tunink: Name: William Bernard Tunink. Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Don Pittman – Discharged by Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Don Pittman – Discharged by Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Lubbock, TX Here’s what you need to know about Lubbock, TX stockbroker Don Pittman: Name: Donald Ray Pittman Jr. Alias: Don Pittman Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Craig Roy: Name: Craig Anthony Roy Current Employer: LPL Enterprise, LLC Prior Firms: Edward…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg: Name: Gregory Wayne Berg Current Employer: Not currently registered with any FINRA-member…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mitchell A. Arnold, a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Mitchell A. Arnold, a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Lake Mary, FL Here’s what you need to know about Lake Mary, FL stockbroker Mitchell A. Arnold: Name: Mitchell Allen Arnold Current Employer: LPL Financial LLC (Since…

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  • Robert Rex, Esq.

David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH
David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH 150 150 Robert Rex, Esq.

March 2026- Centerville, OH According to FINRA records, David Joseph Schmerber,  a  stockbroker who was  formerly employed by Cetera Advisors and LPL Financial Services, disclose settlement of a customer dispute. The…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Michael Graham formerly with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 (El Paso, Texas) Michael Graham Investigation Summary Here’s what you need to know about El Paso, TX, stockbroker Michael Graham: Name: Mr. Michael Graham Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Kevin J. Herne
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Kevin J. Herne 150 150 Robert Rex, Esq.

Last Updated: March 2026, Rosenberg, TX Kevin J. Herne Investigation Summary Here’s what you need to know about Rosenberg, TX stockbroker Kevin J. Herne: Name: Mr. Kevin John Herne Current Status:…

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