Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg: Name: Gregory Wayne Berg Current Employer: Not currently registered with any FINRA-member…
read moreLast Updated: February 2026 — Lake Mary, FL Here’s what you need to know about Lake Mary, FL stockbroker Mitchell A. Arnold: Name: Mitchell Allen Arnold Current Employer: LPL Financial LLC (Since…
read moreLast Updated: March 2026 LPL Financial Investigation Summary Here’s what you need to know about Fort Mill, SC, headquartered brokerage firm LPL Financial: Name: LPL Financial LLC Function: Stock Brokerage…
read moreLast Updated: February 2026 — Winter Park, FL Here’s what you need to know about Winter Park, FL stockbroker Garth James Lurvey: Name: Garth James Lurvey CRD Number: 4729301 Current…
read moreLast Updated: February 2026 — Lake Mary, FL Here’s what you need to know about Lake Mary, Florida stockbroker Ryan Andrew Arnold: Name: Ryan Andrew Arnold Current Employer: LPL Financial LLC Other Business…
read moreLast Updated: February 2026 – West Des Moines, IA Here’s what you need to know about West Des Moines, IA stockbroker William B. Tunink: Name: William Bernard Tunink. Current Employer: Not…
read moreLast Updated: February 2026 — Irvine, California Here’s what you need to know about Irvine, CA stockbroker Nick Olivas: Name: Nicholas David Olivas Current Employer: Prospera Financial Services, Inc. (CRD #10740), Dallas, TX…
read moreLast Updated: February 2026 (Dallas, Texas) Angela M. Graham-West Investigation Summary Here’s what you need to know about Dallas, Texas / Ft. Lauderdale, FL, stockbroker Angela M. Graham-West: Name: Ms.…
read moreLast Updated: January 2026 (East Setauket NY, Dallas TX and Naples FL) John Demertzis Investigation Summary Here’s what you need to know about East Setauket NY, Dallas TX and Naples…
read moreLast Updated: January 2026 – Rancho Mirage, CA Judith Dolle Investigation Summary Here’s what you need to know about Rancho Mirage, CA, former stockbroker Judith Dolle: Name: Ms. Judith Ann Dolle…
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