Last Updated: August 2025 — Rogers, AR
Here’s what you need to know about Rogers, AR stockbroker Dax Werner Weindorf:
- Name: Dax Werner Weindorf
- CRD Number: 5461216
- Current Employers: Waterloo Capital; The Leaders Group, Inc.
- Prior Employers: Equitable Advisors, LLC; Edward Jones
- Function: Stockbroker / Financial Advisor
- Other Business Affiliations: Lighthouse Financial , 4W Consulting
- Alias: Dax Weindorf
- Can Dax Weindorf be sued in FINRA arbitration? Yes
- Pending Customer Dispute: Yes, seeks $95,000 in damages
If you’ve sustained damages from Mr. Weindorf, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Dax Weindorf As Your Stockbroker?
Dax Werner Weindorf is the subject of a pending FINRA arbitration claim. A customer of Equitable Advisors, LLC filed a claim in June 2025 (FINRA Case No. 25-01171) alleging that Mr. Weindorf recommended unsuitable Real Estate Investment Trust (REIT) products. The customer is seeking compensatory damages of $95,000.
More on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Dax Werner Weindorf
- Recommending unsuitable REIT investments
Brokers are obligated under FINRA Rule 2111 (Suitability Rule) and FINRA Rule 2010 to act in the best interests of their clients and to recommend only suitable investments that align with the investor’s financial situation, risk tolerance, and investment objectives.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Dax Werner Weindorf, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.