Last Updated: August 2025 — Coral Gables, Florida
Here’s what you need to know about Coral Gables, FL, stockbroker Jay Martin Spieler:
- Name: Mr. Jay Martin Spieler
- CRD Number: 1072642
- Current Employer: Oppenheimer & Co. Inc. (1/2003-present)
- Function: Stockbroker / Financial Advisor
- Primary Location: Coral Gables, FL
- Prior Employers:
- CIBC World Markets Corp.
- Schild Asset Management Inc.
- Smith Barney Inc.
- Drexel Burnham Lambert Incorporated
- Bear, Stearns & Co. Inc.
- Merrill Lynch, Pierce, Fenner & Smith Inc.
- Can Jay Spieler be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Highest Settlement/Award: $13,050
- Pending Customer Dispute Seeks Damages of: $300,000
If you’ve sustained damages from Mr. Spieler, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jay M. Spieler As Your Stockbroker?
Jay M. Spieler has been named in both resolved and pending customer disputes involving allegations of broker misconduct.
In FINRA Case No. 25-00506, filed in 3/ 2025, a customer of Oppenheimer alleges that from 11/2022 to 12/2022, Jay Spieler engaged in misconduct related to the ill-timed liquidation of a hedge fund investment, resulting in damages of $300,000. This matter is currently pending.
In FINRA Case No. 15-01241, filed on May 29, 2015, a customer of Oppenheimer & Co. alleged violations of FINRA rules, negligence, gross negligence, negligent misrepresentation/omission, breach of duty of good faith and fair dealing, breach of contract, breach of fiduciary duty, and violations of Florida Statutes §518.11. The claims related to investments in equity securities, oil & gas interests, real estate securities, and limited partnerships. The customer was awarded $13,050.
Allegations of Broker Misconduct Against Jay M. Spieler
- Negligence & Gross Negligence:
- Unsuitable Investment Recommendations
- Breach of Fiduciary Duty & Contractual Obligations:
- Violation of Florida Statutes §518.11:
- Negligent Misrepresentation/Omission:
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Oppenheimer & Co. brokers
If you have suffered investment losses in an account handled by Jay Martin Spieler, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.