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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Pescatore, Formerly with Oppenheimer
Rex Securities Law Investment Fraud Attorney Investigates John Pescatore, Formerly with Oppenheimer 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker John James Pescatore: Name: John James Pescatore CRD Number: 2183696 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anthony D’Ascoli, Broker with Oppenheimer & Co.
Rex Securities Law Investment Fraud Attorney Investigates Anthony D’Ascoli, Broker with Oppenheimer & Co. 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Delray Beach, FL Here’s what you need to know about Delray Beach, FL stockbroker Anthony D’Ascoli: Name: Anthony D’Ascoli Alias: Anthony Raymond D’Ascoli, Anthony Dascoli…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Saxony Former Broker Zach Taylor
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Saxony Former Broker Zach Taylor 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Newport Beach, CA Here’s what you need to know about Newport Beach, CA, stockbroker Zach Taylor: Name: Zachary Ellis Taylor Alias: Zach Taylor Current Employer: Suspended by FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Clifford B. Hodgman
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Clifford B. Hodgman 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Kalamazoo, MI Here’s what you need to know about Kalamazoo, MI, stockbroker Clifford B. Hodgman: Name: Clifford B. Hodgman CRD number:   Current Employer: Oppenheimer &…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Jay M. Spieler
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Jay M. Spieler 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Coral Gables, Florida Here’s what you need to know about Coral Gables, FL, stockbroker Jay Martin Spieler: Name: Mr. Jay Martin Spieler CRD Number: 1072642 Current Employer: Oppenheimer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Broker David Dunn
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Broker David Dunn 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Walnut Creek, CA) Here’s what you need to know about Walnut Creek, CA stockbroker David Dunn: Name: Mr. David Norman Dunn Current Employer: Raymond James & Associates, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Randy Moshtael
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Randy Moshtael 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Los Angeles, CA) Randy Moshtael Investigation Summary Here’s what you need to know about Los Angeles, CA, stockbroker Randy Moshtael: Name: Randy Farzin Moshtael Current Employer: Oppenheimer &…

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