Last Updated: September 2025 — Marlton, NJ
Here’s what you need to know about Marlton, NJ, stockbroker Nicholas Saunders:
- Name: Mr. Nicholas Frank Saunders
- CRD Number: 863004
- Current Employer: Centaurus Financial, Inc. (CRD #30833) —since August 2018
- DBA / Other Business: Executive Wealth Advisors, LLC
- Function: Stockbroker / Financial Advisor
- Primary Location: 106 B Centre Blvd., Marlton, NJ 08053
- Prior Firms: Summit Brokerage Services, Inc.; Cetera Investment Advisers LLC; J.P. Turner & Company, L.L.C.; Janney Montgomery Scott LLC; First Colonial Securities Group, Inc.; and others
- Can Nicholas Saunders be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of $97,500
If you’ve sustained damages from Mr. Saunders, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Nicholas F. Saunders As Your Stockbroker?
A pending FINRA arbitration was filed by a customer of Centaurus May 2025 (FINRA Case No. 25-00997) alleging that Mr. Saunders recommended an unsuitable, high‑risk, complex, illiquid investment in a corporate debt product. The claimed damages are $97,500 and the matter remains pending.
Allegations of Broker Misconduct Against Nicholas F. Saunders
- Unsuitable recommendation of a complex/illiquid corporate debt product.
- Complex and illiquid products.
Recover Your Investment Losses Now With Rex Securities Law
Other investigations of Centaurus Financial brokers
If you have suffered investment losses in an account handled by Nicholas Frank Saunders, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.