Last Updated: September 2025 — Salt Lake City, UT
Here’s what you need to know about Salt Lake City, UT stockbroker James David Garrity:
- Name: Mr. James David Garrity
- CRD – #2005714
- Current Employer: Morgan Stanley (since 12/07/2015).
- Primary/Branch Location: Salt Lake City, UT
- Function: Stockbroker / Financial Advisor
- Prior Employers: Credit Suisse Securities (USA) LLC (2003–2015); Donaldson, Lufkin & Jenrette Securities Corporation (2001–2003).
- Can Mr. Garrity be sued in FINRA arbitration? Yes
- Highest Reported Settlement: $352,000
- Pending Customer Dispute: Yes, damage amount not yet specified
If you’ve sustained damages from Mr. Garrity, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With James David Garrity As Your Stockbroker?
A pending complaint filed by a customer of Morgan Stanley July 2025 alleges misrepresentation concerning a covered call option strategy while at Morgan Stanley; damages are currently unspecified.
Mr. Garrity previously had a 1999 options-related case arising from his time at Goldman, Sachs & Co. The customer alleged that writing covered calls on a low-basis stock exposed her to having to sell or cover in the market; the matter settled for $352,000.
Allegations of Broker Misconduct Against James David Garrity
- Misrepresentation tied to a covered call option strategy
- Unsuitable Options strategy dispute
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Morgan Stanley Brokers
If you have suffered investment losses in an account handled by James David Garrity, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.