Last Updated: September 2025 — Jacksonville, FL.
Here’s what you need to know about Jacksonville, FL, former stockbroker Maurice D. Kelley:
- Name: Maurice Devon Kelley.
- Current Employer: Not currently registered with FINRA as a broker
- Prior Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated (06/2018–03/2024, Jacksonville, FL); Fidelity Brokerage Services LLC (06/2015–03/2018, Jacksonville, FL).
- Other Business Affiliations: M D Kelley Enterprises LLC (Consultant);
- CRD number: 6482604.
- Stockbroker / Financial Advisor.
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: No
- Highest Award or Settlement: $950,000
If you’ve sustained damages from Mr. Kelley, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Maurice Kelley As Your Stockbroker?
A FINRA arbitration was filed in August 2022 (FINRA Case No. 22-01749) against Merrill Lynch alleging an unsuitable investment strategy, omission of material facts, and that the advisor failed to act in the customers’ best interest from August 2020 through January 2021. The product type identified was listed equities. The matter was settled in February 2024 for $950,000.
Allegations of Broker Misconduct Against Maurice D. Kelley
- Unsuitability
- Omission of Material Facts / Misrepresentation
- Failure to Act in the Customer’s Best Interest
Recover Your Investment Losses Now With Rex Securities Law
See this for our prior investigations of Merrill Lynch brokers.
If you have suffered investment losses in an account handled by Maurice D. Kelley, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.