Merrill Lynch

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Rajesh Markan

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Rajesh Markan 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Dallas, TX) Rajesh Markan Investigation Summary Here’s what you need to know about Dallas, TX, former stockbroker Rajesh Markan: Name: Rajesh Markan Last Registered Employer: Hilltop Securities, Inc.…

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Rex Securities Law Investment Fraud Attorney Investigates Francisco “Beto” Escalera formerly with Merrill Lynch

Rex Securities Law Investment Fraud Attorney Investigates Francisco “Beto” Escalera formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Midland, TX) Francisco Alberto Escalera Investigation Summary Here’s what you need to know about Midland, TX, stockbroker Francisco Alberto Escalera: Name: Francisco Alberto Escalera Current Employer: Edward Jones…

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Rex Securities Law Investment Fraud Attorney Investigates Shaun E. Hayes formerly with Merrill Lynch / McElhenny Sheffield Capital Management

Rex Securities Law Investment Fraud Attorney Investigates Shaun E. Hayes formerly with Merrill Lynch / McElhenny Sheffield Capital Management 150 150 Robert Rex, Esq.

Last Updated: November 2024 (Lantana, Texas) Shaun Hayes Investigation Summary Here’s what you need to know about Lantana, Texas, stockbroker Shaun Hayes: Name: Mr. Shaun Eugene Hayes Current Employer: Not…

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Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch

Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Westlake Village, CA / Boise, Idaho) Spencer Miller Investigation Summary Here’s what you need to know about Westlake Village, CA & Boise, ID, stockbroker Spencer Miller:…

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Francisco Valenzuela-Former Morgan Stanley Broker-Ordered to Pay Mexican Farmer $160,000 -Phoenix, AZ

Francisco Valenzuela-Former Morgan Stanley Broker-Ordered to Pay Mexican Farmer $160,000 -Phoenix, AZ 150 150 Robert Rex, Esq.

Francisco Valenzuela Investigation February 2024- Phoenix, AZ  According to FINRA records,  Francisco J. Valenzuela ,  a former broker  who previously worked for Morgan Stanley , discloses 2 regulatory events,  4 prior…

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Rex Securities Law Investment Fraud Attorney Investigates Franz Koch Formerly with Merrill Lynch

Rex Securities Law Investment Fraud Attorney Investigates Franz Koch Formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Boca Raton, FL) Franz Koch Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Franz Koch: Name: Mr. Franz Albert Koch Current…

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Rex Securities Law Investment Fraud Attorney Investigates Chelsea Deng (aka Deng Zhongqun) Formerly with Merrill Lynch

Rex Securities Law Investment Fraud Attorney Investigates Chelsea Deng (aka Deng Zhongqun) Formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Beverly Hills, CA) Chelsea Deng Investigation Summary Here’s what you need to know about Beverly Hills, CA, stockbroker Chelsea Deng: Name: Chelsea Deng Current Employer: Morgan…

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Rex Securities Law Investment Fraud Attorney Investigates John “Jake” Jacobs a Broker with Merrill Lynch

Rex Securities Law Investment Fraud Attorney Investigates John “Jake” Jacobs a Broker with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Las Cruces, New Mexico) Jake Jacobs Investigation Summary Here’s what you need to know about Las Cruces, NM, stockbroker Jake Jacobs: Name:  Mr. John Edwin Jacobs,…

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George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC

George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC 150 150 ER

George Fellows Investigation January 2024- Washington, DC The FINRA records of  George W. Fellows, Jr.,   a former Merrill Lynch broker,  disclose a regulatory event,  a settled customer dispute and a termination.…

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