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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shay W. Scruggs, a Broker with Rockefeller Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Shay W. Scruggs, a Broker with Rockefeller Financial LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Shay Scruggs: Name: Shay W. Scruggs Current Employer: Rockefeller Financial LLC / Rockefeller Capital Management…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg: Name: Gregory Wayne Berg Current Employer: Not currently registered with any FINRA-member…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mario L. Martinez, Former Merrill Lynch Broker
Rex Securities Law Investment Fraud Attorney Investigates Mario L. Martinez, Former Merrill Lynch Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Fort Lauderdale, FL Here’s what you need to know about Fort Lauderdale, FL stockbroker Mario L. Martinez: Name: Mario L. Martinez CRD Number: 6144561 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James (JC) Britt, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates James (JC) Britt, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Vero Beach, FL Here’s what you need to know about Vero Beach, FL stockbroker James Claude Britt: Name: James Claude Britt CRD Number: 4523267 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Westlake Village, CA / Boise, Idaho) Spencer Miller Investigation Summary Here’s what you need to know about Westlake Village, CA & Boise, ID, stockbroker Spencer Miller:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch advisor Phillip Jones
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch advisor Phillip Jones 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Phillip Wayne Jones: Name: Phillip Wayne Jones Current Employer: Merrill Lynch, Pierce, Fenner…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Minneapolis , MN Here’s what you need to know about Minneapolis , MN stockbroker Trey Whipple III: Name: Lawrence Aloysius Whipple III Alias: Lawrence A. Whipple…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jake Poindexter, a Broker with Charles Schwab & Co.
Rex Securities Law Investment Fraud Attorney Investigates Jake Poindexter, a Broker with Charles Schwab & Co. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Westlake, TX Here’s what you need to know about Westlake, Texas, stockbroker Jacob Matthew Poindexter: Name:Jacob Matthew Poindexter Alias: Jacob Poindexter, Jake Poindexter Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Lane formerly with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Christopher Lane formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Lubbock, Texas) Christopher Lane Investigation Summary Here’s what you need to know about Lubbock, Texas, stockbroker Christopher Lane: Name: Mr. Christopher Glenn Lane Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jonna Keller formerly with Sagepoint Financial
Rex Securities Law Investment Fraud Attorney Investigates Jonna Keller formerly with Sagepoint Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Sarasota, FL) Jonna Keller Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Jonna Keller: Name: Jonna Doris Keller Current Employer: Osaic Wealth…

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