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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Herbert J. Sims Broker Philip Pike
Rex Securities Law Investment Fraud Attorney Investigates Herbert J. Sims Broker Philip Pike 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Boca Raton, Florida Stockbroker Philip Pike Name: Philip A. Pike Current Employers: Herbert J. Sims & Co., Inc.; Herbert…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Laura Clark
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Laura Clark 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Mount Pleasant, South Carolina Stockbroker Laura Clark Name: Laura H. Clark Current Employer: Merrill Lynch, Pierce, Fenner & Smith…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Shay W. Scruggs, a Broker Formerly with Rockefeller Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Shay W. Scruggs, a Broker Formerly with Rockefeller Financial LLC 150 150 Robert Rex, Esq.

Last Updated: August 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Shay Scruggs: Name: Shay W. Scruggs Current Employer: USCA Securities , ARAX Advisory Partners…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Lino J. Gutierrez, a Former Merrill Lynch Broker
Rex Securities Law Investment Fraud Attorney Investigates Lino J. Gutierrez, a Former Merrill Lynch Broker 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Stuart, FL Here’s what you need to know about Stuart, FL stockbroker Lino J. Gutierrez: Name: Lino J. Gutierrez Aliases: Joe Gutierrez, Lino Gutierrez, Lino…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg: Name: Gregory Wayne Berg Current Employer: Not currently registered with any FINRA-member…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mario L. Martinez, Former Merrill Lynch Broker
Rex Securities Law Investment Fraud Attorney Investigates Mario L. Martinez, Former Merrill Lynch Broker 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Fort Lauderdale, FL Here’s what you need to know about Fort Lauderdale, FL stockbroker Mario L. Martinez: Name: Mario L. Martinez CRD Number: 6144561 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James (JC) Britt, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates James (JC) Britt, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Vero Beach, FL Here’s what you need to know about Vero Beach, FL stockbroker James Claude Britt: Name: James Claude Britt CRD Number: 4523267 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Westlake Village, CA / Boise, Idaho) Spencer Miller Investigation Summary Here’s what you need to know about Westlake Village, CA & Boise, ID, stockbroker Spencer Miller:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch advisor Phillip Jones
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch advisor Phillip Jones 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Phillip Wayne Jones: Name: Phillip Wayne Jones Current Employer: Merrill Lynch, Pierce, Fenner…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Minneapolis , MN Here’s what you need to know about Minneapolis , MN stockbroker Trey Whipple III: Name: Lawrence Aloysius Whipple III Alias: Lawrence A. Whipple…

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