Last Updated: January 2025 (Dallas, TX) Rajesh Markan Investigation Summary Here’s what you need to know about Dallas, TX, former stockbroker Rajesh Markan: Name: Rajesh Markan Last Registered Employer: Hilltop Securities, Inc.…
read moreLast Updated: December 2024 (Midland, TX) Francisco Alberto Escalera Investigation Summary Here’s what you need to know about Midland, TX, stockbroker Francisco Alberto Escalera: Name: Francisco Alberto Escalera Current Employer: Edward Jones…
read moreLast Updated: November 2024 (Lantana, Texas) Shaun Hayes Investigation Summary Here’s what you need to know about Lantana, Texas, stockbroker Shaun Hayes: Name: Mr. Shaun Eugene Hayes Current Employer: Not…
read moreRex Securities Law Investment Fraud Attorney Investigates Spencer Miller a broker with Merrill Lynch
Last Updated: March 2024 (Westlake Village, CA / Boise, Idaho) Spencer Miller Investigation Summary Here’s what you need to know about Westlake Village, CA & Boise, ID, stockbroker Spencer Miller:…
read moreFrancisco Valenzuela Investigation February 2024- Phoenix, AZ According to FINRA records, Francisco J. Valenzuela , a former broker who previously worked for Morgan Stanley , discloses 2 regulatory events, 4 prior…
read moreLast Updated: February 2024 (Boca Raton, FL) Franz Koch Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Franz Koch: Name: Mr. Franz Albert Koch Current…
read moreLast Updated: February 2024 (Beverly Hills, CA) Chelsea Deng Investigation Summary Here’s what you need to know about Beverly Hills, CA, stockbroker Chelsea Deng: Name: Chelsea Deng Current Employer: Morgan…
read moreLast Updated: February 2024 (Las Cruces, New Mexico) Jake Jacobs Investigation Summary Here’s what you need to know about Las Cruces, NM, stockbroker Jake Jacobs: Name: Mr. John Edwin Jacobs,…
read moreGeorge Fellows Investigation January 2024- Washington, DC The FINRA records of George W. Fellows, Jr., a former Merrill Lynch broker, disclose a regulatory event, a settled customer dispute and a termination.…
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