Last Updated: September 2025 – Cut Off, LA
Here’s what you need to know about Cut Off, LA, stockbroker Raleigh J. Galiano Jr.:
- Name: Raleigh J. Galiano Jr.
- Current Employer: LPL Financial LLC (Registered since 04/02/2012)
- Primary Branch Address: 135 Highway 3161, Cut Off, LA 70345
- Prior Firms: Edward Jones (Larose, LA) 1995–2012; GNA Securities, Inc. (Glen Allen, VA) 1994–1995; MML Investors Services, Inc. (Springfield, MA) 1993–1994; H.D. Vest Investment Securities, Inc. (Dallas, TX) 1992–1993.
- Other Business Affiliations: Galiano Wealth Management Group, LLC (Cut Off, LA); Galiano Holding, LLC , Galiano Land, LLC
- CRD number: 2254402
- Stockbroker / Financial Advisor. (General Securities Representative; licensed in 11 states/territories.)
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: No
- Highest Award or Settlement: $110,000
- Current Customer Disputes: None reported. (Most recent arbitration alleging $250,000 in damages—FINRA Case No. 25-01124 filed June 3, 2025—was withdrawn August 4, 2025.)
If you’ve sustained damages from Mr. Galiano, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Raleigh J. Galiano Jr. As Your Stockbroker?
A FINRA arbitration (Case No. 23-01194) filed by a customer LPL Financial alleged that he “acted against [the POA’s] direction by permitting improper account transfers” and participated in creating new POA documents to terminate customer’s authority. The claim was filed in May 2023 and settled in Sept. 2024 for $110,000. Related state-court litigation in Lafourche Parish, LA (Case Nos. D2771459 / C-146109) was stayed pending the FINRA arbitration.
Allegations of Broker Misconduct Against Raleigh J. Galiano Jr.
- Unsuitability
- Failure to follow client instructions / improper account transfers
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-oils, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Raleigh James Galiano Jr., contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.