Last Updated: September 2025 — New York, NY
Here’s what you need to know about New York, NY, stockbroker Pablo Paternina:
- Name: Pablo Paternina.
- Current Employer: Goldman Sachs & Co. LLC (CRD# 361); registered with this firm since 10/07/2019.
- Primary Branch Address: 200 West Street, New York, NY 10282.
- Prior Firms: None reported as previously registered brokerage firms.
- Prior employment (non-FINRA): Abante Asesores (Senior Financial Advisor, Madrid, Spain, 2012–2017); IESE Universidad de Navarra (Student, 2017–2019).
- CRD number: 7095580.
- Stockbroker / Financial Advisor.
- Broker Qualifications: Registered with 26 SROs and licensed in 53 U.S. states/territories.
- Exams Passed: SIE (09/06/2019); Series 7 (10/07/2019); Series 3 (11/12/2019); Series 63 (10/21/2019).
- Can Broker be Sued in FINRA: Yes
- Current Customer Dispute Seeks Damages of $925,000
If you’ve sustained damages from Mr. Paternina, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Pablo Paternina As Your Stockbroker?
A pending customer dispute filed July 2025 alleges that Paternina—who did not have discretionary authority—failed to follow instructions, failed to act in accordance with the client’s investment objectives, and failed to disclose related risks for the strategy employed. Alleged damages: $925,000.
Other Cases Involving Unauthorized Trading
Discretionary vs. Non-Discretionary Accounts
Allegations of Broker Misconduct Against Pablo Paternina
- Unsuitability
- Failure to follow client instructions
- Failure to disclose risks
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Pablo Paternina, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.