Last Updated: September 2025 — Davenport, IA
Here’s what you need to know about Davenport, IA stockbroker William Guy Hurckes:
- Name: William (Guy) Hurckes
- Current Employer: Ausdal Financial Partners, Inc. (CRD #7995). Registered since 06/01/2015. Primary office listed at 5187 Utica Ridge Rd, Davenport, IA 52807.
- Prior Firms: Cambridge Investment Research, Inc.; Cambridge Investment Research Advisors, Inc.; Intervest International, Inc.; Intervest International Equities Corp.; Richard B. Vance & Company; Sentra Securities Corporation; United Pacific Securities, Inc.; Birchtree Financial Services, Inc.; AEGON USA Securities Inc. (1995–2015 across various registrations).
- Other Business Affiliations: Owner, Clarity Group Midwest, LLC (since 06/2019, Peoria, IL); Independent insurance agent (life, disability, fixed annuities); former owner, Hurckes Financial Strategies (1992–2019).
- CRD number: 2612833.
- Stockbroker / Financial Advisor. Currently registered with FINRA and licensed in numerous states; has passed SIE, Series 7, Series 6, 63, and 65.
- Can Broker be Sued in FINRA: Yes.
- Current Customer Disputes Seeks Total Damages of: $227,515 combined
If you’ve sustained damages from Mr. Hurckes, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With William G. Hurckes As Your Stockbroker?
- FINRA Arbitration (Case No. 25-01417) —July 2025. A customer of Ausdal Financial Partners alleges breach of fiduciary duty and failure to conduct reasonable due diligence related to GWG L Bonds, seeking $77,515 in damages.
- FINRA Arbitration (Case No. 24-00514) — March 2024 Another customer of Ausdal Financial alleges violations of federal securities laws, Illinois Consumer Fraud and Deceptive Business Practices Act, Illinois Securities Law, breach of contract, common law fraud, breach of fiduciary duty, negligence, and gross negligence in connection with GWG L Bonds, seeking $150,000.
Other Investigations Involving GWG Bonds
Allegations of Broker Misconduct Against William G. Hurckes
- Breach of fiduciary duty (often evaluated alongside SEC Regulation Best Interest (Reg BI) for recommendations to retail customers).
- Failure to conduct reasonable due diligence on complex/alternative investments such as GWG L Bonds
- Misrepresentation/omission & common law fraud
- Negligence and gross negligence.
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of Ausdal Financial Partners brokers
If you have suffered investment losses in an account handled by William G. Hurckes, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.