Last Updated: September 2025 — Bellingham, WA
Here’s what you need to know about Bellingham, WA, stockbroker Randall E. Duggan:
- Name: Randall E. Duggan
- CRD number: 5559097
- Current Employers: Moloney Securities Co., Inc. (CRD# 38535) and Moloney Securities Asset Management LLC (CRD# 282448); registered since January–February 2016. Primary branch: 3031 Orleans St., Suite 101, Bellingham, WA 98226.
- Prior Firms: RBC Capital Markets, LLC (2009–2016); Merrill Lynch, Pierce, Fenner & Smith Inc. (2008–2009); Moloney Investment Advisory LLC (2016).
- Other Business Affiliations: Sentinel Wealth Management — Financial services at 3031 Orleans St. #101, Bellingham, WA 98226. Investments and securities offered through Moloney Securities Co., Inc.
- Function: Stockbroker / Financial Advisor (FINRA General Securities Representative; also registered as an Investment Adviser Representative in select states). Passed SIE, Series 7, and Series 66 exams.
- Can Broker be Sued in FINRA: Yes.
- Sanctioned by Securities Regulators: Pending investigation by the State of Washington—Securities Division
- Highest Award/Settlement: $125,179
- Current Customer Dispute Seeks Total Damages of:$500,000-$900,000
If you’ve sustained damages from Mr. Duggan, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Randall E. Duggan As Your Stockbroker? GWG Bond Losses ?
In 7/2025 the Washington State securities regulators alleged that Moloney Securities and select brokers may have violated the Securities Act of Washington pertaining to the solicitation and recommendation of GWG L Bonds and Preferred Stock. This investigation is currently pending.
How to recover losses on GWG Bonds-UPDATE
Overwhelmed by GWG Losses Some Broker Dealers Are Shutting Down
Other Investigations Involving GWG Bonds
A pending FINRA arbitration (Case No. 25-01559) filed in August 2025 alleges suitability/negligence tied to corporate debt, direct participation programs (DPPs/LP interests), and real-estate securities from 2017–2021; the claimant seeks damages of $500,000-$900,000. Employing firm: Moloney Securities Co., Inc.
Recent settlements of earlier claims include:
- FINRA Case No. 24-01130 (filed May 2024): suitability/negligence in corporate debt and DPP/LP interests (2020–2021) — settled $125,179 on April 15, 2025.
- FINRA Case No. 24-00843 (filed April 2024): suitability/negligence in corporate debt (2016) — settled $25,000 on April 8, 2025.
- FINRA Case No. 23-01410 (filed May 2023): suitability/negligence in corporate debt (2020) — two settled amounts of $92,574 and $17,317 on December 5, 2024.
Allegations of Broker Misconduct Against Randall E. Duggan
- Unsuitable recommendations
- Negligence
Recover Your Investment Losses Now With Rex Securities Law
See this for prior investigations of Moloney Securities brokers
If you have suffered investment losses in an account handled by Randall E. Duggan, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.