Last Updated: October 2025 — Austin, TX
Here’s what you need to know about Austin, TX stockbroker Jon J. Toerner:
- Name:Jon James Toerner
- Alias: Jon James Preston Toerner
- Current Employer: Stifel, Nicolaus & Company, Incorporated (CRD #793); registered since September 16, 2025; branch: 805 Las Cimas Parkway, Suite 230, Austin, TX 78746
- Prior Firms:Fidelity Brokerage Services LLC (12/2021–08/2025); Fidelity Personal and Workplace Advisors (08/2022–03/2025); Strategic Advisers LLC (03/2025–08/2025); Thrivent Investment Management Inc. (07/2021–10/2021)
- CRD number: 7330298
- Stockbroker / Financial Advisor:Yes — General Securities Representative; currently registered with 11 SROs and licensed in 30 U.S. states/territories; Series 7 (07/08/2021), SIE (03/23/2021), Series 66 (07/29/2022), Series 63 (11/05/2021)
- Can Broker be Sued in FINRA:Yes
- Discharged by a Prior Employer:Yes
If you’ve sustained damages from Mr. Toerner, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jon Toerner As Your Stockbroker?
Discharged by Fidelity: Toerner discloses an employment separation after allegations at Fidelity Brokerage Services LLC, in July 2025. The firm alleges Mr. Toerner “indicated in firm’s internal system that he spoke with customers when he had not.”
Allegations of Broker Misconduct Against Jon James Toerner
- Inaccurate books and records
- Failure to follow firm procedures
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jon James Toerner, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.