Last Updated: November 2025 — Hollister, CA
Here’s what you need to know about Hollister, CA stockbroker Bruce R. Beetz:
- Name: Bruce Robert Beetz.
- Current Employer: Emerson Equity LLC (CRD #130032); registered since 11/04/2019; main office: 155 Bovet Road, Suite 725, San Mateo, CA 94402; branch office location listed as Hollister, CA.
- Prior Firms: Oak Tree Securities, Inc. (Paicines, CA; 04/2001–11/2019 and IA 12/2008–11/2019); Royal Alliance Associates, Inc. (Scottsdale, AZ; 01/1991–03/2001); Security First Financial, Inc. (Newport Beach, CA; 06/1986–01/1991).
- Other Business Affiliations: Alchemy Investment Planning — fixed insurance sales and related estate planning
- CRD number: 1527269.
- Stockbroker / Financial Advisor: Yes -FINRA General Securities Representative/Principal; Municipal Fund
- Can Broker be Sued in FINRA: Yes
- Highest Settlement or Award: $72,000
- Three Current Customer Disputes Seek Total Damages of: At least $500,000
If you’ve sustained damages from Mr. Beetz, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bruce Beetz As Your Stockbroker?
Multiple customer disputes name Mr. Beetz in connection with alternative investments, corporate debt/private placements, and real-estate securities while at Emerson Equity LLC:
- FINRA Arbitration (Case No. 24-01207) — June 2024; alleges unsuitable recommendation in corporate debt; damages $300,000
- FINRA Arbitration (Case No. 24-02486) — January 2025; alleges breach of contract, breach of fiduciary duty, negligence/gross negligence, misrepresentations/omissions, violations of FINRA Rules, federal securities laws, California securities law, and Best Interest obligations tied to corporate debt (05/2020); damages $200,000 (plus attorneys’ fees, punitive damages, interest requested).
- FINRA Arbitration (Case No. 25-00150) — January 2025; violations of federal and state securities laws (CA, WA, CO), fraud, unsuitable recommendations, misrepresentations/omissions, elder financial abuse, breach of contract/fiduciary duty, negligence/gross negligence tied to corporate debt (activity in 11/2020 and 11/2021); damage amount not yet specified.
Allegations of Broker Misconduct Against Bruce Beetz
- Unsuitability
- Breach of Fiduciary Duty / Best-Interest Obligations
- Fraud / Misrepresentation or Omission of Material Facts
- Elder Financial Abuse
Information on Elder Financial Abuse
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of Emerson Equity Brokers
If you have suffered investment losses in an account handled by Bruce Robert Beetz, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.