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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin 150 150 Robert Rex, Esq.

Last Updated: June 2026 Here’s What You Need to Know About Corona Del Mar, California Stockbroker Josh Chapin Name: Joshua David Chapin Alias: Josh Chapin CRD Number: 5825638 Current Employer: Emerson Equity LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Tony Barouti
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Tony Barouti 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA, stockbroker Tony Barouti: Name: Tony Barouti Current Employer: Emerson Equity LLC —since 06/13/2017. Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Scott Smith, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Robert Scott Smith, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Newberg, OR Here’s what you need to know about Newberg, OR stockbroker Robert Scott Smith: Name: Robert Scott Smith Current Employer: Emerson Equity LLC — registered since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Tim Sherer, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Tim Sherer, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last updated: March 2026 — Reno, NV Here’s what you need to know about Reno, NV stockbroker Tim Sherer: Name: Timothy John Sherer Current Employer: Emerson Equity LLC — Main office: 155…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates William Duffy formerly with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: March  2026 (Lone Tree, CO) William Duffy Investigation Summary Here’s what you need to know about Lone Tree, CO, stockbroker Will Duffy: Name: Mr. William Duffy Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Former Broker John Kevin Barrett
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Former Broker John Kevin Barrett 150 150 Robert Rex, Esq.

Last Updated: February 2026 – San Mateo, CA Here’s what you need to know about San Mateo, CA, stockbroker John Kevin Barrett: Name: John Kevin Barrett. Current Employer:  Barred from associating…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Patrick W. Lam, Broker with Emerson Equity LLC & The Sherer Group
Rex Securities Law Investment Fraud Attorney Investigates Patrick W. Lam, Broker with Emerson Equity LLC & The Sherer Group 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ, stockbroker Patrick W. Lam: Name:Patrick Wang Lam Current Employer:Emerson Equity LLC (CRD #130032) —…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jeff Guan, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Jeff Guan, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: January 2026 — San Mateo, CA Here’s what you need to know about San Mateo, CA stockbroker Jeff Guan: Name: Zhi Ying Guan Alias: Jeff Guan, Jeffrey Guan, Zhi…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown
Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Timothy Brown 150 150 Robert Rex, Esq.

Last Updated: January 2026 (San Mateo, CA ) Timothy E. Brown Investigation Summary Here’s what you need to know about San Mateo, CA, stockbroker Timothy Eugene Brown: Name: Mr. Timothy…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Phillip Falk, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Phillip Falk, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: January 2026 — McKinney, TX Here’s what you need to know about McKinney, TX stockbroker Phillip Falk: Name: Phillip Falk Current Employer: Emerson Equity LLC Linkedin Profile for Phillip Falk Prior…

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