Last Updated: October 2025 — West Point, GA
Here’s what you need to know about West Point, GA stockbroker Larry B. Duncan:
- Name: Larry Bernard Duncan (also appears as Larry B. Duncan).
- Current Employer: Raymond James Financial Services, Inc. (broker) and Raymond James Financial Services Advisors, Inc. (investment adviser). Branch: 802 1st Avenue, West Point, GA 31833. Registered since March 2010.
- Prior Firms: Morgan Stanley Smith Barney (2009–2010); Citigroup Global Markets Inc. (2003–2009); The Robinson-Humphrey Company, LLC (1992–2002); A.G. Edwards & Sons, Inc. (1982–1992).
- Other Business Affiliations: Owner, Client First Financial Services, LLC (West Point, GA); Trustee, MissionSource Ministries (West Point, GA).
- CRD number: 1041610.
- Stockbroker / Financial Advisor: Yes (FINRA General Securities Representative; also Investment Adviser Representative).
- Can Broker be Sued in FINRA: Yes — one pending customer dispute.
- Current Customer Dispute Seeks Total Damages of: $100,000 (pending).
If you’ve sustained damages from Mr. Duncan, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Larry B. Duncan As Your Stockbroker?
A FINRA arbitration was filed August 26, 2025 (FINRA Case No. 25-01808) alleging that while at Raymond James Financial Services, Inc., Mr. Duncan recommended an unsuitable investment strategy that over-concentrated the client’s accounts and later advised the client to hold those positions. The products identified are mutual funds and ETFs, and the claimant seeks $100,000 in damages. (Complaint recorded by FINRA August 27, 2025; matter pending.)
Allegations of Broker Misconduct Against Larry B. Duncan
- Unsuitable recommendations / over-concentration — Recommendations must be consistent with the customer’s risk tolerance, objectives, and profile under FINRA Rule 2111 (Suitability). “Hold” recommendations are subject to the same suitability obligation.
- Failure to act in the retail customer’s best interest — To the extent any recommendations occurred after June 30, 2020, they are evaluated under SEC Regulation Best Interest (Exchange Act Rule 15l-1), which imposes a best-interest care and disclosure obligation.
- Inducement to hold — Allegations that the advisor recommended holding concentrated positions; suitability and best-interest standards apply to strategy and “hold” recommendations as well.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Larry Bernard Duncan, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.