Raymond James

Last Updated: May 2024 (Houston, TX) Russell Stein Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Russell Stein: Name: Mr. Russell William Stein Current Employer: Raymond…

Last Updated: May 2024 (Covington, LA) Paul Snow Investigation Summary Here’s what you need to know about Covington, LA, stockbroker Paul Snow : Name: Mr. Paul Dudlow Snow IV Current…

Last Updated: April 2024 (Henderson, Texas) Jonathan Best Investigation Summary Here’s what you need to know about Henderson, Texas, stockbroker Jonathan Best: Name: Mr. Jonathan Earl Best Current Employer: Raymond…

Last Updated: February 2024 (Oakbrook Terrace, IL) James McDermott Investigation Summary Here’s what you need to know about Oakbrook Terrace, IL, stockbroker James McDermott: Name: Mr. James Daniel McDermott Current…

Last Updated: February 2024 (Austin, Texas) Texas State Securities Board Joins Multi-State Settlement with Raymond James In a Consent Order dated 12/21/23, The Texas State Securities Board (TSSB) joined Massachusetts,…

Last Updated: January 2024 (Bingham Telegraph, MI) Lance Vainik Investigation Summary Here’s what you need to know about Bingham Farms, MI, stockbroker Lance Vainik: Name: Mr. Lance Kevin Vainik Current…

Last Updated: January 2024 (Victoria, Texas) Jeffrey Drost Investigation Summary Here’s what you need to know about Victoria, Texas, stockbroker Jeff Drost: Name: Mr. Jeffrey Travis Drost Current Employer: FINRA…

Last Updated: January 2024 (Tampa, Florida ) Brian Visconti Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Brian Visconti: Name: Mr. Brian Joseph Visconti Current Employer:…

Last Updated: January 2024 (Lubbock, Texas) Darren James Investigation Summary Here’s what you need to know about Lubbock, Texas, stockbroker Darren James: Name: Mr. Darren Allen James Current Employer: LPL…