Last Updated: April 2026, Houston, TX Here’s what you need to know about Houston, TX, stockbroker Garry R. Martin: Name: Mr. Garry Robert Martin CRD Number: 1362164 Current Employers: LPL…
read moreLast Updated: April 2026 — Long Beach, CA Here’s what you need to know about Long Beach, CA stockbroker Travis Alexander: Name: Travis Price Alexander Current Employer: Suspended by FINRA .…
read moreLast Updated: April 2026 (Covington, LA) Paul Snow Investigation Summary Here’s what you need to know about Covington, LA, stockbroker Paul Snow : Name: Mr. Paul Dudlo Snow IV Current…
read moreApril 2026-Parkland, FL According to publicly available records, Andrew Joseph Fairchild, a broker currently registered with Independent Financial Group,  discloses 2 regulatory Events and a termination. The Financial Industry Regulatory…
read moreLast Updated: April 2026 (Oakbrook Terrace, IL) James McDermott Investigation Summary Here’s what you need to know about Oakbrook Terrace, IL, stockbroker James McDermott: Name: Mr. James Daniel McDermott Current…
read moreLast Updated: March 2026 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Bob Sweet: Name: Robert Harold Sweet (also listed as Robert H. Sweet).…
read moreLast Updated: October 2025 — West Point, GA Here’s what you need to know about West Point, GA stockbroker Larry B. Duncan: Name: Larry Bernard Duncan (also appears as Larry B. Duncan). Current Employer: Raymond…
read moreLast Updated: November 2025 — Newton, MA Here’s what you need to know about Newton, MA stockbroker Stephen J. Hollingsworth: Name: Stephen Joseph Hollingsworth Alias: Steve Hollingsworth Current Employer: Concurrent Investment Advisors,…
read moreLast Updated: November 2025 — Park City, UT Here’s what you need to know about Park City, UT stockbroker Greg Cunningham: Name: Gregory Dee Cunningham Current Employer: Raymond James Financial Services, Inc.…
read moreLast Updated: November 2025 — Buffalo, NY Here’s what you need to know about Buffalo, NY stockbroker Christopher Campbell: Name: Christopher William Campbell Alias: Chris Campbell Current Employer: Raymond James Financial Services,…
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