Last Updated: December 2025 — Ann Arbor, MI
Here’s what you need to know about Ann Arbor, MI stockbroker Amit Jonathan Urban:
- Name:Amit Jonathan Urban
- Current Employer:Concorde Investment Services, LLC (CRD# 151604) – 3909 Research Park Drive, Suite 200, Ann Arbor, MI 48108. (Since September 13, 2019)
- Prior Firms:
- LightPath Capital, Inc. (San Jose, CA) — 12/2017–09/2019
- Emerson Equity LLC (San Mateo, CA) — 09/2017–11/2017
- Other Business Affiliations:
- CRD number: 6855682
- Stockbroker / Financial Advisor:Yes — FINRA-registered representative; approved as Direct Participation Programs Representative and Limited Representative–Private Securities Offerings.
- Can Broker be Sued in FINRA:Yes
- Current Customer Dispute Seeks Total Damages of:$475,000
If you’ve sustained damages from Mr. Urban, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Amit J. Urban As Your Stockbroker?
According to FINRA BrokerCheck, a pending FINRA arbitration filed by a customer of Concorde Investment Services alleges that Mr. Urban recommended a direct investment (DPP & LP interests) that was unsuitable and that he failed to conduct proper due diligence, made misrepresentations, and omitted material information about the risks. Damages of $475,000 are sought.
These allegations, if proven, may implicate FINRA Rule 2111 (Suitability), which requires that recommended investments be suitable based on the customer’s investment profile, and SEC Regulation Best Interest (Reg BI, Exchange Act Rule 15l-1), which requires brokers to act in a retail customer’s best interest when making recommendations
More on REITs and Other Alternative Investments
What is a Delaware Statutory Trust (DST) ?
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Amit J. Urban
Based on the pending customer dispute, the following categories of misconduct are alleged or implicated:
- Unsuitable investment recommendations
- Failure to conduct reasonable due diligence on a complex/alternative investment
- Misrepresentation and omissions of material facts
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations of Concorde Investment Services brokers
If you have suffered investment losses in an account handled by Amit J. Urban, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.