Last Updated: April 2026 — San Antonio, TX
Here’s what you need to know about San Antonio, TX stockbroker Stephen Scott:
- Name: Stephen Charles Scott
- Current Employer: Morgan Stanley
- Prior Firms: AXA Advisors, LLC (2008–2012)
- Other Business Affiliations:
- The Joe Panther Band (musician)
- Tree Grove Holdings LLC (real estate partner)
- CRD Number: 5553385
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: No
- Current Customer Dispute Seeks Total Damages of: Unspecified
If you’ve sustained damages from Mr. Scott, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Stephen Scott As Your Stockbroker?
Stephen Scott has been the subject of multiple customer disputes, including a pending matter:
- March 2026: A client of Morgan Stanley filed a complaint alleging that a covered call options strategy implemented in their account did not meet their investment objectives during the period 2024–2026. Damages are not yet specified.
Allegations of Broker Misconduct Against Stephen Charles Scott
- Unsuitability
Recommendations that do not align with a client’s investment objectives or risk tolerance may violate FINRA Rule 2111 (Suitability).
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Other Morgan Stanley Brokers
If you have suffered investment losses in an account handled by Stephen Charles Scott, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.