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Last Updated: March 2024 (Elgin, IL) Robert Schrieber Investigation Summary Here’s what you need to know about Elgin, IL, stockbroker Robert Schrieber: Name: Mr. Robert Lee Schrieber Current Employer: Robert…
read moreEdmund P. Murphy Investigation May 2022- Naples, FL According to publicly available records Edmund “Eddie” P. Murphy, a broker previously registered with Robert W. Baird & Co., discloses a final…
read moreMark Kregor Investigation March 2022- Louisville, KY The FINRA records of Mark F. Kregor, a broker with Stifel, Nicolaus & Company who formerly worked for Robert W. Baird, disclose a regulatory…
read moreJune 2019- Sarasota, FL According to publicly available records Jodie A. Lamarre (CRD#2127928) , a stockbroker who is currently not registered discloses a regulatory event and 2 settled customer disputes .…
read moreOctober 16, 2015- Portland, Oregon James G. Christianson , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from July 2011…
read morePatrick L. Garrett , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he intentionally and knowingly misrepresented to a…
read moreAugust 4, 2015 Patrick Landon Garrett, of Franklin, TN , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he verbally…
read moreLast Updated: November 2023 (Champions Gate, FL ) Max Elson Investigation Summary Here’s what you need to know about Champions Gate, FL, stockbroker Max Elson: Name: Mr. Max Veryl Elson,…
read moreLast Updated: August 2023 (Fort Worth, Texas ) John B. Lee Investigation Summary Here’s what you need to know about Fort Worth, Texas, stockbroker John B. Lee: Name: Mr. John…
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