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Last Updated: January 2025 (Dalton, GA) Joel Goldberg Investigation Summary Here’s what you need to know about Dalton, GA Stockbroker Joel A. Goldberg: Name: Joel Ari Goldberg Current Employer: Dempsey…
read moreLast Updated: January 2025 (Norcross, GA) Rajesh Jyotishi Investigation Summary Here’s what you need to know about Norcross, GA Stockbroker Rajesh C. Jyotishi: Name: Rajesh C. Jyotishi Current Employer: Dempsey…
read moreUpdated January 2025 Rex Securities Law is investigating Dempsey Lord Smith broker Jesse J. Griffin, Jr. of Palm City, Florida, in connection with the sale of various alternative investments including…
read moreLast Updated: June 2024 (Irvine, CA) Gal Gali Horev Investigation Summary Here’s what you need to know about Irvine, CA stockbroker Gal Gali Horev: Name: Gal Gali Horev Current Employer: Dempsey Lord…
read moreLast Updated: February 2024 (Atlanta, GA) Roger Roemmich Investigation Summary Here’s what you need to know about Atlanta,GA, stockbroker Roger Roemmich: Name: Mr. Roger Allan Roemmich Current Employer: Alexander Capital LP,…
read moreLast Updated: January 2024 (Rome, GA) Barry Dow Investigation Summary Here’s what you need to know about Rome, GA, stockbroker Barry Dow: Name: Mr. Barry Park Dow Current Employer: Dempsey…
read moreLast Updated: December 2023 (Jacksonville, FL) Jay Parrish Investigation Summary Here’s what you need to know about Jacksonville, FL, stockbroker Jay Parrish: Name: Mr. Jerry Lee Parrish Current Employer: Dempsey…
read moreLast Updated: December 2023 (Wesley Chapel, FL) Travis Jennings Investigation Summary Here’s what you need to know about Wesley Chapel, FL, stockbroker Travis Jennings: Name: Mr. Travis Scott Jennings Current…
read moreBarbara Borowsky Investigation June 2023 – Rome, GA According to publicly available records Barbara Borowsky , a broker with Dempsey, Lord, Smith discloses a pending customer dispute The Financial Industry Regulatory…
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