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Last Updated: February 2024 (Atlanta, GA) Roger Roemmich Investigation Summary Here’s what you need to know about Atlanta,GA, stockbroker Roger Roemmich: Name: Mr. Roger Allan Roemmich Current Employer: Alexander Capital LP,…
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read moreLast Updated: December 2023 (Jacksonville, FL) Jay Parrish Investigation Summary Here’s what you need to know about Jacksonville, FL, stockbroker Jay Parrish: Name: Mr. Jerry Lee Parrish Current Employer: Dempsey…
read moreLast Updated: December 2023 (Wesley Chapel, FL) Travis Jennings Investigation Summary Here’s what you need to know about Wesley Chapel, FL, stockbroker Travis Jennings: Name: Mr. Travis Scott Jennings Current…
read moreBarbara Borowsky Investigation June 2023 – Rome, GA According to publicly available records Barbara Borowsky , a broker with Dempsey, Lord, Smith discloses a pending customer dispute The Financial Industry Regulatory…
read moreLast Updated: April 2024 Center Street Securities–In Business 33 years—Shuts Down According to their CRD, broker-dealer Center Street Securities filed form BDW requesting termination of its registration with FINRA and…
read moreLast Updated: January 2024 (Jacksonville, Florida) Arni Diamond Investigation Summary Here’s what you need to know about Jacksonville, FL, stockbroker Arni Diamond: Name: Mr. Arni Jay Diamond Current Employer: Suspended…
read moreLast Updated: November 2023 GWG Bonds –Investors are Left Holding the Bag Here’s what you need to know about the status of now defunct Dallas, Texas- based GWG Holdings: Name:…
read moreGWG Holdings L Bonds Recovery Options For Investors Did you invest in GWG L Bonds ? If you invested in GWG L Bonds products you should know that…
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