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Last Updated: April 2024 (Houston, Texas) Fidel Trejo Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Fidel Trejo: Name: Mr Fidel Francisco Trejo, Jr. Current Employer:…
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read moreLast Updated: February 2024 (Plano, Texas) Steve Liddell Investigation Summary Here’s what you need to know about Plano, Texas, stockbroker Steve Liddell: Name: Mr. Steve Liddell Current Employer: UBS Financial…
read moreLast Updated: February 2024 (Beaumont, Texas) Mike Persia Investigation Summary Here’s what you need to know about Beaumont, TX, stockbroker Mike Persia: Name: Mr. Michael Persia Current Employer: UBS Financial…
read moreLast Updated: December 2023 (Miami, Florida) Barry Schwartz Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Barry Schwartz: Name: Mr. Barry Allen Schwartz Current Employer: UBS…
read moreKirk Badii Investigation December 2023 update Southlake, TX The FINRA records of Kirk Badii, a stockbroker who previously worked for UBS Financial Services , disclose setlement of a customer dispute and 2 terminations from…
read moreLast Updated: December 2023 (Houston, TX) Mark Elias Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Darwin Junior Dees: Name: Mr. Mark Steven Elias Current Employer:…
read moreLast Updated: December 2023 (Houston, Texas) Francis Amsler Investigation Summary Here’s what you need to know about Houston, Texas stockbroker Francis Amsler: Name: Mr. Francis Xavier Amsler Current Employer: Rockefeller…
read moreLast Updated: December 2023 (Houston, TX) Bert Mueller Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Robert Mueller: Name: Mr. Robert Charles Mueller Current Employer: UBS…
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