Last Updated: November 2023 (Beachwood, OH & Boca Raton, FL)
Adam Jacobs Investigation Summary
Here’s what you need to know about Beachwood, Ohio & Boca Rarton, FL, stockbroker Adam Jacobs:
- Name: Mr. Adam Ryan Jacobs
- Current Employer: Oppenheimer & Co.
- Function: Stock Broker/ Financial Advisor
- Aliases: Adam Jacobs
- Primary Location: Beachwood, Ohio & Boca Raton, FL
- CRD 4990788
- Can Adam Jacobs be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $300,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Adam Jacobs As Your Stockbroker?
In 6/2023 a customer of Oppenheimer & Co. filed a FINRA arbitration alleging aht Adam Jacobs made unsuitable recommendations, traded the account without authority and failed to act in the customers best interest causing damages of $300,000. This matter is currently pending.
Allegations of Broker Misconduct Against Adam Jacobs
A customer of Adam Jacobs has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Unauthorized Trading
- Failed to act in Best Interest of Customer
- Negligence
- Violation of state securities laws
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Adam Jacobs, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
