Oppenheimer

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer Former Broker Gary S. Costello
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer Former Broker Gary S. Costello 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Boca Raton, FL Gary S. Costello Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Gary S. Costello: Name: Mr. Gary Steven…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bruce Hartzmark a broker with Oppenheimer & Co.
Rex Securities Law Investment Fraud Attorney Investigates Bruce Hartzmark a broker with Oppenheimer & Co. 150 150 Robert Rex, Esq.

Last Updated: June 2024 (Beachwood, OH) Bruce Alan Hartzmark Investigation Summary Here’s what you need to know about Beachwood, OH stockbroker Bruce Alan Hartzmark: Name: Bruce Alan Hartzmark Current Employer: Oppenheimer &…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Zach Taylor formerly with Oppenheimer & Co.
Rex Securities Law Investment Fraud Attorney Investigates Zach Taylor formerly with Oppenheimer & Co. 150 150 Robert Rex, Esq.

Last Updated: June 2024 (Newport Beach, CA) Zach Taylor Investigation Summary Here’s what you need to know about Newport Beach, CA, stockbroker Zachary E. Taylor: Name: Mr. Zachary E. Taylor…

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  • ER

Gustavo Miramontes-Oppenheimer Broker-Discloses 10 Final and One Pending Customer Disputes – Los Angeles, CA
Gustavo Miramontes-Oppenheimer Broker-Discloses 10 Final and One Pending Customer Disputes – Los Angeles, CA 150 150 ER

Gustavo Miramontes Investigation February 2024 – Los Angeles, CA According to publicly available records  Gustavo Miramontes,  a stockbroker with Oppenheimer & Co., discloses 10 prior customer disputes, 5apending customer dispute…

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  • ER

George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC
George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC 150 150 ER

George Fellows Investigation January 2024- Washington, DC The FINRA records of  George W. Fellows, Jr.,   a former Merrill Lynch broker,  disclose a regulatory event,  a settled customer dispute and a termination.…

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  • ER

Ivan Shore-Oppenheimer & Co. Broker-Discloses Regulatory Event & Suspension-New York, NY
Ivan Shore-Oppenheimer & Co. Broker-Discloses Regulatory Event & Suspension-New York, NY 150 150 ER

Ivan Shore Investigation January 2024- New York, NY According to his FINRA record  Ivan Shore , a broker employed by Oppenheimer & Co. discloses a final regulatory investigation event and…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates E. Matthew Steinberg a Financial Advisor with Oppenheimer & Co.
Rex Securities Law Investment Fraud Attorney Investigates E. Matthew Steinberg a Financial Advisor with Oppenheimer & Co. 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Jenkintown, PA) E. Matthew Steinberg Investigation Summary Here’s what you need to know about Jenkintown, PA, stockbroker E. Matthew Steinberg: Name: Mr. E. Matthew Steinberg Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Broker Adam Jacobs
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Broker Adam Jacobs 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Beachwood, OH & Boca Raton, FL) Adam Jacobs Investigation Summary Here’s what you need to know about Beachwood, Ohio & Boca Rarton, FL, stockbroker Adam Jacobs:…

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  • Robert Rex, Esq.

Investment Fraud Attorney Bob Rex Investigates Broker Tyler Pratt with Oppenheimer & Co
Investment Fraud Attorney Bob Rex Investigates Broker Tyler Pratt with Oppenheimer & Co 150 150 Robert Rex, Esq.

Last Updated:  August 2023 (Newport Beach, CA) Tyler Pratt Investigation Summary Here’s what you need to know about Newport Beach, CA stockbroker Tyler Pratt: Name:  Mr. Tyler William Pratt Current…

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  • Robert Rex, Esq.

Oppenheimer & Co. Loses Bid to Have $36 Million FINRA Arbitration Award Overturned- Atlanta, GA
Oppenheimer & Co. Loses Bid to Have $36 Million FINRA Arbitration Award Overturned- Atlanta, GA 150 150 Robert Rex, Esq.

Oppenheimer Hit with $36M Arbitration Award   Attempt to Have It Set Aside Fails   June 2023 – Atlanta, GA  In September 2022 a FINRA arbitration panel awarded  $36 million…

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