Rex Securities Law Investment Fraud Attorney Investigates Alberto Valdes formerly with Citigroup Global Markets

Rex Securities Law Investment Fraud Attorney Investigates Alberto Valdes formerly with Citigroup Global Markets

Rex Securities Law Investment Fraud Attorney Investigates Alberto Valdes formerly with Citigroup Global Markets 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Miami, FL)

Alberto Valdes Investigation Summary

Here’s what you need to know about Miami, FL, stockbroker Alberto Valdes:

  • Name: Mr. Alberto Valdes
  • Current Employer: Insigneo Securities, Insigneo Advisory Services(RIA)
  • DBA: Valdes Wealth and Legacy Global
  • Previous Firms: Citigroup, Raymond James, Wells Fargo
  • Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
  • Aliases: None
  • Primary Location: Miami, FL
  • CRD 4378138
  • Can Alberto Valdes be sued in FINRA arbitration: Yes
  • Sanctioned by FINRA: No
  • Highest Settlement : $150,000

Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Alberto Valdes As Your Stockbroker?

In 1/2023 a customer of Raymond James was paid $150,000 to resolve allegations that Alberto Valdes recommended an unsuitable investment in an offshore product whose issuer is no longer solvent and is under liquidation order.

Allegations of Broker Misconduct Against Alberto Valdes

A customer of Alberto Valdes alleged the following wrongdoing in connection with the handling of customer accounts:

  • Unsuitable Investment Recommendation to invest in offshore product that is no longer solvent.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Recover Your Investment Losses Now With Rex Securities Law

If you have suffered investment losses in an account handled by Alberto Valdes, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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