Last Updated: January 2024
Insigneo Securities Investigation Summary
Here’s what you need to know about Miami, FL, headquartered brokerage firm Insigneo Securities:
- Name: Insigneo Securities
- Prior Names: Global Investor Services, Hencorp, Inc. , The Becstone Group, Hencorp Becstone Securities
- Function: Stock Brokerage Firm/ Financial Advisory Firm
- Location: Headquarters in Miami, FL, branch offices in New York, San Juan, PR, Montevideo, Uruguay, Buenos Aires, Argentina, La Libertad, El Salvador, and Santiago, Chile
- Number of Investment Professionals: 440
- CRD 29249
- Can Insigneo Securities be sued in FINRA arbitration: Yes
- Sanctioned by Securities Regulators: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With A Broker Who is Registered with Insigneo Securities?
According to their website “Insigneo Securities is known as the leading international wealth management firm offering a complete suite of services and technologies that empower investment professionals to serve their clients globally.”
Individual stockbrokers/financial advisors (referred to as registered representatives in the industry) are required to be registered with a FINRA registered broker dealer. Often times that broker will operate under a “doing business as” (DBA) name rather than under the name of the FINRA registered broker dealer where he or she is registered. For example, broker John Doe may be registered with Insigneo Securities (or any of the other thousands of FINRA registered broker dealers nationwide) but his financial services business might be known in the local community as John Doe Financial Services or John Doe Investment Planning, etc.
Should you have a claim for stockbroker malpractice, fraud or negligence for the mishandling of your account, the broker dealer with whom the stockbroker is registered is liable for those losses under theory that a principal is liable for the damages caused by his agents acting within the scope of their employment.
If your Insigneo Securities broker or financial advisor causes damages due to the mishandling of your account, Insigneo Securities can be held liable.
See “How to Research Your Broker-What is a CRD?” for instructions on how to access FINRA and SEC regulatory records and learn more about a broker or a broker-dealer firm.
Rex Securities Law Investigations of Registered Representatives Who Have Worked for Insigneo Securities
- Jorge de Apodaca III – Miami, FL
- Virginia Bazzino – Montevideo, Uruguay
- Luis Paredes Calvo – San Juan, Puerto Rico
- Gerardo Castillo – Miami, FL
- Manuel Collazo – San Juan, Puerto Rico
- Ignacio Erhart Del Campo – Montevideo, Uruguay
- Luis E. Echeverria – Santiago, Chile
- Carlos Estima – Miami, FL
- Juan Carlos Fiorito – Montevideo, Chile
- Lina M. Garcia – Miami, FL
- Alida Lymari Hernandez – San Juan, Puerto Rico
- Andres Jaraj – Montevideo, Uruguay
- Veronica Lopez-Lopez – Miami, FL
- Maria Mercedes Ramirez – San Juan, Puerto Rico
- Ariel Rivero – Miami, FL
- Jimmy Rodriguez – Hockley, Texas
- Pedro R. Santa Maria – Santiago, Chile
- Francisabel Medina – New York,NY
- Jorge A. Sonville – Miami, FL
- Antoine Souma – Beverly Hills, CA
- Alberto Valdes – Miami, FL
- Felipe Henao Vargas – Miami, FL
- Jose A. Vidal – Miami, FL
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer. FINRA Rule 2111- suitability
Recover Your Investment Losses At Insigneo Securities With Rex Securities Law
If you have suffered investment losses in an account handled by a broker or financial advisor who is currently employed by or previously worked for Insigneo Securities, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
