Rex Securities Law Investment Fraud Attorney Investigates Andrew Constantinides formerly with I-Bankers Direct

Rex Securities Law Investment Fraud Attorney Investigates Andrew Constantinides formerly with I-Bankers Direct

Rex Securities Law Investment Fraud Attorney Investigates Andrew Constantinides formerly with I-Bankers Direct 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Sunrise, FL)

Andrew Constantinides Investigation Summary

Here’s what you need to know about Sunrise, FL, stockbroker Andrew Constantinides:

  • Name: Mr. Andrew John Constantinides
  • Current Employer: Neil Jesani Wealth Management(RIA), Neil Jesani Advisors (RIA), not currently registered with FINRA
  • Previous Firms: Westpark Capital, I-Bankers Direct, I-Bankers Securities, Dawson James Securities, Merrill Lynch
  • Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
  • Aliases: Andrew Constantinides
  • Primary Location: Sunrise, FL
  • CRD 5596143
  • Sanctioned by FINRA: No
  • Highest Settlement or Award: $265,000

Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Andrew Constantinides As Your Stockbroker?

In 2018 a customer of Dawson James Securities was paid $96,000 to resolve a FINRA arbitration which alleged that Andrew Constantinides made unsuitable recommendations and misrepresentations in connection with promissory notes and limited partnerships.

In another FINRA arbitration resolved in 2018 a customer of Dawson James securities was paid $265,000 to settle a FINRA arbitration alleging that Andrew Constantinides made misrepresentations in regards to a particular private placement.

Allegations of Broker Misconduct Against Andrew Constantinides

Customers of Andrew Constantinides have alleged the following wrongdoing in connection with the handling of customer accounts:

  • Unsuitable Investment Recommendations
  • Misrepresentations in regard to a private placement investment

Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Recover Your Investment Losses Now With Rex Securities Law

If you have suffered investment losses in an account handled by Andrew Constantinides , contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Verified by MonsterInsights