Last Updated: June 2025 (Dallas, Texas)
Anthony Saab Investigation Summary
Here’s what you need to know about Dallas, Texas, stockbroker Anthony Saab:
- Name: Mr. Anthony George Saab
- Current Employer: Barred from acting as a broker by FINRA
- Previous Firms: Sunbelt Securities, The Fig Group, The Williams Financial Group, ADM Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: A G Saab
- Primary Location: Dallas, Texas
- CRD 408501
- Can A G Saab be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Highest Settlement or Award: $82,573
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Anthony Saab As Your Stockbroker?
FINRA permanently barred Anthony Saab from acting as broker or otherwise associating with a broker-dealer firm in May 2025 to resolve allegations that he refused to provide documents and information in connection with a FINRA investigation into his sale of alternative investments.
See this for more information on REITs and Other Alternative Investments
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
In 5/2023 a customer of The Fig Group was paid $16,200 to resolve allegations that A G Saab made an unsuitable recommendation and failed to perform adequate due diligence with regard to an investment in GWG L Bonds.
In 1996 an NASD (predecessor to FINRA) awarded a customer $82,573 in an arbitration alleging unsuitable trading.
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer. FINRA Rule 2111- suitability
Allegations of Broker Misconduct Against Anthony Saab
A customer of A G Saab alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in GWG L Bonds
- Failure to perform adequate due diligence on GWG L Bonds
- Unsuitable recommendations to invest in alternative investments
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by A G Saab, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.