Last Updated: October 2023 (Greenwich, CT)
Jonathan Wiley Investigation Summary
Here’s what you need to know about Greenwich, CT, stockbroker Jonathan Wiley:
- Name: Mr. Jonathan Ryan Wiley
- Current Employer: Wiley Capital Partners (RIA), not currently registered with FINRAA
- Previous Firms: Cadaret, Grant & Co., Cambridge Investment Research, Voya Financial Advisors, National Securities Corp.
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
- Aliases: Jonathan Wiley
- Primary Location: Greenwich, CT
- CRD 5460021
- Can Jonathan Wiley be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by prior employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jonathan Wiley As Your Stockbroker?
In 3/2018 Jonathan Wiley was discharged by Voya Financial Advisors who make the following allegation on his FINRA record: “While under internal review, the firm terminated the representative due to allegations of unapproved discretionary trading.”
In 2014 a customer of National Securities Corp. complained that Jonathan Wiley provided poor advice and made poor recommendations causing damages of $50,000. The customer apparently did not seek professional assistance with the claim and did not pursue it further so the company closed the complaint.
Allegations of Broker Misconduct Against Jonathan Wiley
A customer of Jonathan Wiley has alleged the following wrongdoing in connection with the handling of customer accounts:
- Poor Recommendation
- Poor Advice
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jonathan Wiley, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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| Last Updated: October 2023 (Greenwich, CT) | ||||
| Jonathan Wiley Investigation Summary | ||||
| Here’s what you need to know about | Greenwich, CT, stockbroker Jonathan Wiley | : | ||
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| Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful. | ||||
