Last Updated: August 2025 – Farmington Hills, MI
Here’s what you need to know about Farmington Hills, MI stockbroker Aubrey W. Lee Jr.:
- Name: Aubrey Walter Lee Jr.
- CRD Number: 1685532
- Current Status: Not currently registered with any FINRA-member firm
- Prior Employer: Merrill Lynch, Pierce (8/1987-10/2024), Fenner & Smith Incorporated (Farmington Hills, MI)
- Function: Stockbroker / Financial Advisor
- Primary Location: Farmington Hills, MI
- Can Aubrey W. Lee Jr. be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Highest Reported Settlement: $76,687
If you’ve sustained damages from Mr. Lee, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Aubrey W. Lee Jr. As Your Stockbroker?
A customer of Merrill Lynch filed a written complaint alleging unsuitable investment recommendations concerning recommendations to purchase variable annuities by Aubrey Lee from 2010 through 2022. The claim was settled in December 2023, for $76,687.
Two other customer disputes against Mr. Lee involved allegations of unsuitable investment recommendations:
- In January 2023, a customer alleged unsuitable variable annuity investments totaling $175,000 in claimed damages. The firm denied the claim in February 2023.
- In September 2005, a customer alleged that Mr. Lee made unsuitable mutual fund recommendations, seeking $6,000 in damages. The claim was denied in October 2005 after investigation found it without merit.
Allegations of Broker Misconduct Against Aubrey W. Lee Jr.
- Unsuitable investment recommendations in variable annuities and mutual funds
- Mismanagement of client investments over extended periods (2010–2022)
- Claims of financial losses due to recommendations inconsistent with client objectives
FINRA Rule 2111- suitability -Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
See this for our prior investigations of Merrill Lynch brokers.
If you have suffered investment losses in an account handled by Aubrey W. Lee Jr., contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.