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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Aret “Eric” Gugin
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Aret “Eric” Gugin 150 150 Robert Rex, Esq.

Last Updated: February 2026 | Melville, NY Aret Gugin Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Aret Gugin: Name: Aret Gugin Current Employer: Aegis Capital Corp. CRD…

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  • Robert Rex, Esq.

Steven P. Sappington-G.A. Repple Broker-Discloses Financial Events and Customer Dispute-Waco, TX
Steven P. Sappington-G.A. Repple Broker-Discloses Financial Events and Customer Dispute-Waco, TX 150 150 Robert Rex, Esq.

February 2026-Waco, Texas The FINRA records of  Steven P. Sappington ,  a  stockbroker who is currently registered with G.A. Repple disclose a  prior customer disputes and 6 prior financial events. The Financial Industry…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Newbridge Securities Broker Michael Whitaker
Rex Securities Law Investment Fraud Attorney Investigates Former Newbridge Securities Broker Michael Whitaker 150 150 Robert Rex, Esq.

Last Updated: February  2026 (The Villages, FL ) Michael Whitaker Investigation Summary Here’s what you need to know about The Villages, FL, stockbroker Michael Whitaker: Name: Mr. Michael Joseph Whitaker…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Robert J. Earls Jr.
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Robert J. Earls Jr. 150 150 Robert Rex, Esq.

Last Updated: February 2026, Roanoke, VA Here’s what you need to know about Roanoke, VA, former stockbroker Robert J. Earls Jr., who committed suicide in February 2024: Name: Mr. Robert…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates D.H. Hill Advisors Broker Robert Michael DeChick
Rex Securities Law Investment Fraud Attorney Investigates D.H. Hill Advisors Broker Robert Michael DeChick 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Clermont, FL) Robert DeChick Investigation Summary Here’s what you need to know about Clermont, FL, stockbroker Robert Michael DeChick: Name: Robert Michael DeChick Current Employer: D.H. Hill Advisors,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Seymour Cohen, Former Broker with Wilmington Capital Securities
Rex Securities Law Investment Fraud Attorney Investigates Seymour Cohen, Former Broker with Wilmington Capital Securities 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Garden City, NY Here’s what you need to know about Garden City, NY former stockbroker Seymour Cohen: Name: Seymour Cohen Current Employer: Permanently barred by FINRA Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brian Cantel, a Broker with Berthel Fisher
Rex Securities Law Investment Fraud Attorney Investigates Brian Cantel, a Broker with Berthel Fisher 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Flowery Branch, GA Here’s what you need to know about Flowery Branch, GA stockbroker Brian E. Cantel: Name: Brian Eric Cantel. Current Employer: Berthel, Fisher & Company…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Jirinec, a Broker with PHX Financial
Rex Securities Law Investment Fraud Attorney Investigates Richard Jirinec, a Broker with PHX Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Jupiter, FL Here’s what you need to know about Jupiter, Florida stockbroker Richard James Jirinec: Name:Richard James Jirinec Alias: Richard J. Jirinee Current Employer:PHX Financial, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Peter Chernin, a Broker with Great Point Capital
Rex Securities Law Investment Fraud Attorney Investigates Peter Chernin, a Broker with Great Point Capital 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Chicago, IL/ New York City Here’s what you need to know about New York stockbroker Peter Chernin: Name:Peter Chernin Current Employer: Great Point Capital LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Broker Dan Wagner of Wagner Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Broker Dan Wagner of Wagner Wealth Management 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Greenville, SC Here’s what you need to know about Greenville, SC, stockbroker Dan Edward Wagner Jr.: Name: Dan Edward Wagner Jr. CRD Number: 2867278 Current Employer: Arkadios Capital,…

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