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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Katy Zhao, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Pasadena, CA Here’s what you need to know about Pasadena, CA stockbroker Katy Y. Zhao: Name: Katy Yun Zhao Current Employer: Morgan Stanley (CRD #149777); branch listed…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated
Rex Securities Law Investment Fraud Attorney Investigates Trey Whipple, Former Broker with Merrill Lynch, Pierce, Fenner & Smith Incorporated 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Minneapolis , MN Here’s what you need to know about Minneapolis , MN stockbroker Trey Whipple III: Name: Lawrence Aloysius Whipple III Alias: Lawrence A. Whipple…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Spire Securities Broker Scott Aabel
Rex Securities Law Investment Fraud Attorney Investigates Former Spire Securities Broker Scott Aabel 150 150 Robert Rex, Esq.

Last Updated: Februar 2026 (Osprey, FL) Scott Aabel Investigation Summary Here’s what you need to know about Osprey, FL, stockbroker Scott Erik Aabel: Name: Mr. Scott Erik Aabel Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rockefeller Financial Former Broker Samuel Frankfort
Rex Securities Law Investment Fraud Attorney Investigates Rockefeller Financial Former Broker Samuel Frankfort 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Houston, TX Here’s what you need to know about Houston, TX, stockbroker Samuel Frankfort: Name: Samuel David Frankfort Current Registration Status: Not currently registered with FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Tom Chapman, Former Broker with Equitable Advisors
Rex Securities Law Investment Fraud Attorney Investigates Tom Chapman, Former Broker with Equitable Advisors 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Vestavia Hills, AL Here’s what you need to know about Vestavia Hills, Alabama stockbroker James Thomas Chapman: Name: James Thomas Chapman Alias: Tom Chapman Current Employer: Aragon Family…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark Block, a former broker with VALIC Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Mark Block, a former broker with VALIC Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Littleton, CO Here’s what you need to know about Littleton, CO stockbroker Mark C. Block: Name: Mark Clarence Block. Current Employer: None — this broker is not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ryan Arnold, a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Ryan Arnold, a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Lake Mary, FL Here’s what you need to know about Lake Mary, Florida stockbroker Ryan Andrew Arnold: Name: Ryan Andrew Arnold Current Employer: LPL Financial LLC Other Business…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David N. Wood, Former Broker with Moloney Securities Co., Inc.
Rex Securities Law Investment Fraud Attorney Investigates David N. Wood, Former Broker with Moloney Securities Co., Inc. 150 150 Robert Rex, Esq.

Last Updated: February 2025 — Mount Vernon, IL & Sarasota, FL Here’s what you need to know about Mount Vernon, IL, & Sarasota, FL, stockbroker David N. Wood: Name: David Norval…

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  • Robert Rex, Esq.

Tony Morris- Worth Financial Group Broker-Discloses Customer Disputes-Dallas & El Paso, Texas
Tony Morris- Worth Financial Group Broker-Discloses Customer Disputes-Dallas & El Paso, Texas 150 150 Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anthony Ryan Morris, Broker with Worth Financial Group Last Updated: February 2026 — Dallas & El Paso, TX Here’s what you need to…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates St. Bernard Financial Services Broker Michael R. Delao
Rex Securities Law Investment Fraud Attorney Investigates St. Bernard Financial Services Broker Michael R. Delao 150 150 Robert Rex, Esq.

Last Updated:  February 2026 (Georgetown, Texas) Michael Delao Investigation Summary Here’s what you need to know about Georgetown, Texas, stockbroker Michael R. Delao Name:  Mr. Michael Ramon Delao Current Employer:…

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