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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Allan Cooper Arrested on Investment Fraud-Houston, Texas
Allan Cooper Arrested on Investment Fraud-Houston, Texas 150 150 Robert Rex, Esq.

Houston, Texas The US Attorney’s Office for the Southern District of Texas announced the arrest of Allan George Cooper, 75, of Houston, Texas. Cooper is charged with wire fraud and…

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  • Robert Rex, Esq.

Maria Fan-Former Wilmington Capital Broker-Discloses Customer Dispute
Maria Fan-Former Wilmington Capital Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

New York According to FINRA records,  Maria Fan,   a stockbroker who most recently worked for Wilmington Capital Securities, but is not currently registered with any firm,   discloses  a currently pending customer dispute and 2 prior…

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  • Robert Rex, Esq.

Douglas J. Williams-VFinance Investments Broker-Discloses $2.5M Customer Dispute-The Woodlands, TX
Douglas J. Williams-VFinance Investments Broker-Discloses $2.5M Customer Dispute-The Woodlands, TX 150 150 Robert Rex, Esq.

The Woodlands, Texas MAY 2017 UPDATE-In September 2016, the customer who filed FINRA arbitration 15-0049, see below,  was paid $420,000 to settle the matter. ORIGINAL POST JUNE 2016– According to FINRA…

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  • Robert Rex, Esq.

Craig R. Wirth Discloses Discharge From SWS Financial
Craig R. Wirth Discloses Discharge From SWS Financial 150 150 Robert Rex, Esq.

Addison, Texas According to FINRA records,  Craig R. Wirth ,   a stockbroker who currently works for Cambridge Investment Research.   discloses  an Employment Separation After Allegation event. The Financial Industry Regulatory Authority (FINRA) is the agency…

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  • Robert Rex, Esq.

Terry W. Chilton-Former IMS Securities Broker-Discloses Regulatory Investigation/Customer Dispute
Terry W. Chilton-Former IMS Securities Broker-Discloses Regulatory Investigation/Customer Dispute 150 150 Robert Rex, Esq.

June 2016—-Beaumont, Texas According to FINRA records,  Terry W. Chilton ,   a stockbroker who formerly was employed by IMS Securities.   discloses  a pending regulatory investigation and a pending customer dispute. In June 2015, a FINRA…

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  • Robert Rex, Esq.

Matthew J. Ronan-ViewTrade Securities Broker-Discloses Pending Regulatory Investigation
Matthew J. Ronan-ViewTrade Securities Broker-Discloses Pending Regulatory Investigation 150 150 Robert Rex, Esq.

Boca Raton, Florida According to FINRA records, Matthew J. Ronan ,  a stock broker who works for ViewTrade Securities  discloses  a customer dispute that has been finalized and a pending regulatory investigation. The Financial…

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  • Robert Rex, Esq.

Alan R. Pacella-ViewTrade Securities Broker-Discloses Pending Investigation
Alan R. Pacella-ViewTrade Securities Broker-Discloses Pending Investigation 150 150 Robert Rex, Esq.

Boca Raton, Florida According to FINRA records, Alan R. Pacella ,  a stock broker who works for ViewTrade Securities  discloses a regulatory matter that has been finalized , a customer dispute that has been finalized…

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  • Robert Rex, Esq.

Robert M. Kuhn-Former UBS Broker-DIscloses Customer Dispute and Regulatory Matter-Plano, TX
Robert M. Kuhn-Former UBS Broker-DIscloses Customer Dispute and Regulatory Matter-Plano, TX 150 150 Robert Rex, Esq.

Plano, Texas According to FINRA records, Robert M. Kuhn ,  a stock broker who worked for UBS Financial Services from  9/2011-11/2015 discloses a regulatory matter that has been finalized , a pending customer dispute  and…

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