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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

South Florida Men Named in Alleged Commodities Scam by Regulators
South Florida Men Named in Alleged Commodities Scam by Regulators 150 150 Robert Rex, Esq.

September 17, 2015 The U S Commodity Futures Trading Commission (CFTC) announced  the filing of an enforcement action in US District Court for the Southern District of Florida against: Mintco…

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  • Robert Rex, Esq.

Garrett Ahrens, Former LPL Financial Broker Receives Notice of Investigation by Securities Regulator
Garrett Ahrens, Former LPL Financial Broker Receives Notice of Investigation by Securities Regulator 150 150 Robert Rex, Esq.

September 18, 2015- Lafayette, Lousiana The Investment News reports that Garrett Andrew Ahrens, a broker ranked as one of the top advisers in Louisiana by Barron’s, with assets under management…

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  • Robert Rex, Esq.

FBI Seeks Jean Chauvel In Connection With Florida-Based Commodity Trading Fraud
FBI Seeks Jean Chauvel In Connection With Florida-Based Commodity Trading Fraud 150 150 Robert Rex, Esq.

September 16, 2015- Miami, FL The FBI announced that they area seeking information that will lead to the arrest of Jean Chauvel who is wanted in connection with a Florida…

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  • Robert Rex, Esq.

Global Arena Capital Brokers Sanctioned by Securities Regulators
Global Arena Capital Brokers Sanctioned by Securities Regulators 150 150 Robert Rex, Esq.

September 15, 2015- Washington, D.C. In a news release the Financial Industry Regulatory Authority (FINRA) announced finding numerous securities violations, including making  misleading sales pitches and  account churning at the…

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  • Robert Rex, Esq.

NEXT Financial Group May Be Sold According to Investment News
NEXT Financial Group May Be Sold According to Investment News 150 150 Robert Rex, Esq.

September 11, 2015 The Investment News reports that NEXT Financial Group, Inc. , a Houston based brokerage firm founded in 1999, is up for sale. NEXT Financial has over 700…

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  • Robert Rex, Esq.

Boca Raton/ Plantation Florida Men Charged with Securities Fraud in Connection with Caribbean Pacific Offering
Boca Raton/ Plantation Florida Men Charged with Securities Fraud in Connection with Caribbean Pacific Offering 150 150 Robert Rex, Esq.

September 3, 2015- Boca Raton/Plantation, Florida The Securities and Exchange Commission announced that Manny J. Shulman and David K. Herschman were charged with violating the securities laws for their involvement…

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  • Robert Rex, Esq.

Bankrate Inc. of North Palm Beach, Florida Fined $15 Million by Securities Regulator
Bankrate Inc. of North Palm Beach, Florida Fined $15 Million by Securities Regulator 150 150 Robert Rex, Esq.

September 8, 2015- North Palm Beach, Florida Bankrate Inc (RATE.N) resolved an action filed by the U.S. Securities and Exchange Commission that it engaged in accounting fraud to ensure that…

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  • Robert Rex, Esq.

Former Dallas/ Fort Worth Broker Faces Five Years for Securities Fraud
Former Dallas/ Fort Worth Broker Faces Five Years for Securities Fraud 150 150 Robert Rex, Esq.

September 15, 2015–Dallas, Texas In a Press Release, the FBI reports that Wade Lawrence, 43, of Dallas faces up to five years in prison for securities fraud in connection with offering…

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  • Robert Rex, Esq.

San Antonio Business Woman Sentenced to 7 Years for Wire Fraud
San Antonio Business Woman Sentenced to 7 Years for Wire Fraud 150 150 Robert Rex, Esq.

August 25, 2015- San Antonio, Texas Lea Ann Blystone, 48,  of San Antonio was sentenced to seven years in federal prison in connection with a $1.4 million wire fraud scheme.…

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  • Robert Rex, Esq.

Plano Texas Man Sentenced to 210 Months in Federal Prison for Phony Walt Disney Development Scam
Plano Texas Man Sentenced to 210 Months in Federal Prison for Phony Walt Disney Development Scam 150 150 Robert Rex, Esq.

September 1, 2015- Sherman, Texas Thomas W. Lucas, Jr. , 35 of Plano, Texas was sentenced to 210 months in federal prison following his conviction on 7 counts of wire…

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