Last Updated: December 2025 (Trussville, AL)
Alan Bartlett Harrison Investigation Summary
Here’s what you need to know about Trussville, AL stockbroker Alan Bartlett Harrison:
- Name: Alan Bartlett Harrison
- Alias: Bart Harrison
- Current Employer: Concorde Investment Services, LLC
- DBA: Legacy 1031
- LinkedIn Profile: Bart Harrison
- Prior Employers: Emerson Equity, Moody Securities, Wells Investment Securities
- Function: Stockbroker / Financial Advisor
- Alias: Bart Harrison
- Primary Location: Trussville, AL
- CRD Number: 1616987
- Can Alan Bartlett Harrison be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: Not applicable
- Pending Customer Disputes Seek Damages: One claim alleges damages of an unspecified amount related to a Delaware Statutory Trust. Two other customer FINRA arbitrations seek damages of $200,000 and $125,000 respectively.
- Pending Investigation: Passco Palm Desert, LLC
If you’ve sustained damages from Mr. Harrison, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Alan Bartlett Harrison As Your Stockbroker?
Two other FINRA arbitrations are pending. Both relate to limited partnership/ direct investments. Allegations include violation of Alabama Securities Law, and breach of fiduciary duty.
A customer of Concorde Investment Services, has filed a pending claim alleging that Alan Harrison failed to disclose the nature of an investment made in a Delaware Statutory Trust (DST) in 2021. The customer states that he was unaware the DST investment would not be converted to an UPREIT in two years and claims he would not have made the investment in February 2022 had he known this. A specific damage amount has not yet been made.
[LEARN MORE]:
What is a Delaware Statutory Trust (DST) ?
See this for more information on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Alan Bartlett Harrison
Allegations
Customers of Alan Bartlett Harrison have alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to disclose the nature of investments
- Misrepresentation of features of Delaware Statutory Trust (DST)
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk.
Rex Securities Law has Filed a FINRA Arbitration related to an investment in Passco Palm Desert
We have filed a FINRA arbitration on behalf of a retired couple from Jefferson County, Alabama, alleging that the recommendation made to them by Bart Harrison to invest in Passco Palm Desert, LLC was risky and unsuitable, given the fact they are retirees. The claim further alleges that Concorde Investment Securities failed to properly supervise Harrison and violated Alabama securities laws. Damages of $200,000 are sought as well as prejudgement and postjudgement interest and attorney fees. This matter is currently pending.
Passco Palm Desert was sold nationwide by a number of broker dealers, including:
- American Investors Company
- Arkadios Capital
- Cabot Lodge Securities
- Cape Securities
- Centaurus Financial
- Concorde Investment Services
- Crown Capital Securities
- DAI Securities
- Emerson Equity
- Financial Goal Securities
- Huntwicke Securities
- JRL Capital Corporation
- Lightpath Capital
- Primex
- Somerset Securities
- Stax Capital
- Titan Securities
- Wealthforge Securities
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: See this for information on our other investigations of Concorde Investment Services brokers
If you have suffered investment losses in an account handled by Alan Bartlett Harrison, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.