Last Updated: July 2025 – Dallas, TX
Here’s what you need to know about Dallas, TX, stockbroker Bill Dendy:
- Name: William Edward Dendy
- CRD Number:2171388
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Other Business Affiliations: Alicorn Investment Management , International Cruise Control
- Alias: Bill Dendy
- Function: Stockbroker / Financial Advisor
- Primary Location: Dallas, TX
- Prior Employers: LPL Financial LLC, Prospera Financial Services, Smith Barney Inc., Lehman Brothers Inc.
- Can Bill Dendy be sued in FINRA arbitration? Yes
- Customer Disputes Reported: Yes – 1 Settled
- Highest Settlement or Award:$43,593
If you’ve sustained damages from Mr. Dendy, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bill Dendy As Your Stockbroker?
On May 2, 2025, a customer filed a complaint alleging that Bill Dendy executed unauthorized mut trades April 21–22, 2025 while at Raymond James Financial Services. The dispute was settled in June 2025 for $43,593.
Unauthorized trading—executing transactions without client permission—is a serious sales practice violation that may breach FINRA Rule 3260 (Discretionary Accounts) and FINRA Rule 2010 (Standards of Commercial Honor).
Allegations of Broker Misconduct Against Bill Dendy
Unauthorized Trading
Other Cases Involving Unauthorized Trading
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of Raymond James Advisors
If you have suffered investment losses in an account handled by William Edward Dendy, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.