• Robert Rex, Esq.

Bradley Tennison-Discharged by Geneos Wealth Mgmt. After Customer Files Complaint-Mesa, AZ
Bradley Tennison-Discharged by Geneos Wealth Mgmt. After Customer Files Complaint-Mesa, AZ 150 150 Robert Rex, Esq.

May 2018-Mesa, AZ The FINRA records of  Bradley J. Tennison ,  a  stockbroker who is not currently registered and who last was employed by  Geneos Wealth Management disclose a pending customer dispute ,…

read more
  • Robert Rex, Esq.

Dennis Farrah & Mark Raezer-Former TCM Securities Brokers-Sanctioned Over Madyson Capital REIT-Aurora, CO
Dennis Farrah & Mark Raezer-Former TCM Securities Brokers-Sanctioned Over Madyson Capital REIT-Aurora, CO 150 150 Robert Rex, Esq.

October  2020 -Aurora, Colorado The FINRA records of  Dennis M. Farrah ,  a  former stockbroker who was  barred from the securities industry and who last was employed by  Taylor Capital Management (now known…

read more
  • Robert Rex, Esq.

Mark Trewitt-Former VFG Securities Broker-Subject of Numerous Customer Suits-Plano, TX
Mark Trewitt-Former VFG Securities Broker-Subject of Numerous Customer Suits-Plano, TX 150 150 Robert Rex, Esq.

May 2018-Plano, TX According to publicly available records Mark A. Trewitt , (CRD# 1364490) ,  a   stockbroker who formerly worked for VFG Securities discloses 3 pending and 10 final customer disputes. The Financial…

read more
  • Robert Rex, Esq.

Hector May-Former Securities America Broker-Investigation Over Missing Client Funds-New City, NY
Hector May-Former Securities America Broker-Investigation Over Missing Client Funds-New City, NY 150 150 Robert Rex, Esq.

May 2018-New City, New York Local press is reporting that Rockland/Orange County businessman and former Securities America stockbroker Hector May is being investigated by federal prosecutors on allegations of stealing…

read more
  • Robert Rex, Esq.

How to Recover Losses on Future Income Payments Losses
How to Recover Losses on Future Income Payments Losses 150 150 Robert Rex, Esq.

July 2018 UPDATE Investors in Future Income Payments LLC (FIP) who made their investment upon the recommendation of a registered stockbroker, a registered investment advisor, accountant  or a licensed insurance…

read more
  • Robert Rex, Esq.

Charles Lawrence-Former R.F. Lafferty Broker-Barred From Industry For Exploitation of Elderly Customer- Palm Harbor, FL
Charles Lawrence-Former R.F. Lafferty Broker-Barred From Industry For Exploitation of Elderly Customer- Palm Harbor, FL 150 150 Robert Rex, Esq.

January 2020 -Palm Harbor, Florida The FINRA records of  Charles Joseph Lawrence,  a  former stockbroker who was last employed by  R. F. Lafferty & Co.  disclose a final regulatory matter resulting…

read more
  • Robert Rex, Esq.

Sonya Camarco-Former LPL Financial Broker-Charged With Securities Fraud/Theft-Colorado Springs, CO
Sonya Camarco-Former LPL Financial Broker-Charged With Securities Fraud/Theft-Colorado Springs, CO 150 150 Robert Rex, Esq.

May 2018-Colorado Springs, CO The FINRA records of  Sonya D. Camarco ,   a   former LPL FInancial broker was recently permanently barred from the securities industry by FINRA for failing to respond to…

read more
  • Robert Rex, Esq.

Norman Sicard-Formerly of Broker Dealer Finanical Services-Discloses Settlement Customer Claim for $450K-Orlando, FL
Norman Sicard-Formerly of Broker Dealer Finanical Services-Discloses Settlement Customer Claim for $450K-Orlando, FL 150 150 Robert Rex, Esq.

FEBRUARY 2019-Orlando, Florida The FINRA records of  Norman R. Sicard, Jr. ,  a   former stock broker who was last  employed by Broker Dealer Financial Services Corp.  disclose that he was sanctioned by…

read more
Enter your
text here

You cannot copy content of this page