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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Bobby Lynn Teddlie of Midland Texas Convicted of Securities Fraud – Rex Securities Law
Bobby Lynn Teddlie of Midland Texas Convicted of Securities Fraud – Rex Securities Law 150 150 Robert Rex, Esq.

Last Updated: October 2026 The Texas State Securities Board (TSSB) announced that Bobby Lynn Teddlie entered a guilty plea to securities fraud and theft in the 238th Judicial District Court…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Broker Kirsten Gillen
Rex Securities Law Investment Fraud Attorney Investigates Northwestern Mutual Broker Kirsten Gillen 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Minneapolis, Minnesota Stockbroker Kirsten Gillen Name: Kirsten Marie Gillen Current Employer: Northwestern Mutual Investment Services, LLC Function: Stockbroker /…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Robin Platt
Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Robin Platt 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About       Stockbroker Robin Platt Name: Robin Vail Platt Current Employers: Cetera Investment Services LLC; Cetera Investment Advisers LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Wealth Services Broker John Sweeden
Rex Securities Law Investment Fraud Attorney Investigates Cetera Wealth Services Broker John Sweeden 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Richardson, Texas Stockbroker John Sweeden Name: John Franklin Sweeden Current Employers: Cetera Wealth Services, LLC; Cetera Investment Advisers LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Cetera Advisor Networks Broker Shanna Kehoe
Rex Securities Law Investment Fraud Attorney Investigates Former Cetera Advisor Networks Broker Shanna Kehoe 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Las Vegas, Nevada Stockbroker Shanna Kehoe Name: Shanna Jean Kehoe Former Employer: Cetera Advisor Networks LLC Prior Employers: First…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker Buddy Mason
Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker Buddy Mason 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Lakeland, Florida Stockbroker Buddy Mason Name: Buddy Dean Mason Employer: Barred from industry by FINRA Prior Employers: LPL Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Herbert J. Sims Broker Philip Pike
Rex Securities Law Investment Fraud Attorney Investigates Herbert J. Sims Broker Philip Pike 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Boca Raton, Florida Stockbroker Philip Pike Name: Philip A. Pike Current Employers: Herbert J. Sims & Co., Inc.; Herbert…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Laura Clark
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Laura Clark 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Mount Pleasant, South Carolina Stockbroker Laura Clark Name: Laura H. Clark Current Employer: Merrill Lynch, Pierce, Fenner & Smith…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Broad Street Capital Markets Broker David Farber
Rex Securities Law Investment Fraud Attorney Investigates Broad Street Capital Markets Broker David Farber 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Maitland, Florida Stockbroker David Farber Name: David Michael Farber Current Employer: Broad Street Capital Markets, LLC Prior Employers: BMA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Securities America Broker Robert Kromer, Jr.
Rex Securities Law Investment Fraud Attorney Investigates Former Securities America Broker Robert Kromer, Jr. 150 150 Robert Rex, Esq.

Last Updated: October 2026 Here’s What You Need to Know About Sun City West, Arizona Stockbroker Robert Kromer, Jr. Name: Robert Vincent Kromer, Jr. Current Employer: Registered Investment Advisor with…

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