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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Larry Tolbert, a Broker with Integrity Alliance
Rex Securities Law Investment Fraud Attorney Investigates Larry Tolbert, a Broker with Integrity Alliance 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Memphis, TN Here’s what you need to know about Memphis, TN stockbroker Larry Jefferson Tolbert: Name: Larry Jefferson Tolbert Current Employer: Integrity Alliance, LLC; Csenge Advisory Group,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates James Michael Poindexter, a Broker with McDermott Investment Services, LLC
Rex Securities Law Investment Fraud Attorney Investigates James Michael Poindexter, a Broker with McDermott Investment Services, LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Prescott, AZ Here’s what you need to know about Prescott, AZ stockbroker James Michael Poindexter: Name: James Michael Poindexter Current Employer: McDermott Investment Services, LLC; Independent Wealth…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stephen Scott, Broker with Morgan Stanley
Rex Securities Law Investment Fraud Attorney Investigates Stephen Scott, Broker with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: April 2026 — San Antonio, TX Here’s what you need to know about San Antonio, TX stockbroker Stephen Scott: Name: Stephen Charles Scott Current Employer: Morgan Stanley Prior Firms: AXA Advisors,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Mavrakos, a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Chris Mavrakos, a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Safety Harbor, FL Here’s what you need to know about Safety Harbor, FL stockbroker Chris Mavrakos: Name: Christ Mavrakos Alias: Chris Mavrakos, Christopher Mavrakos Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Brown, Broker with Arete Wealth Advisors, LLC
Rex Securities Law Investment Fraud Attorney Investigates Richard Brown, Broker with Arete Wealth Advisors, LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Valley Village, CA Here’s what you need to know about Valley Village, CA stockbroker Richard Brown: Name: Richard Raymond Brown Current Employer: Arete Wealth Advisors, LLC; Arete…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Brad Whalen, a Broker with Green Vista Capital
Rex Securities Law Investment Fraud Attorney Investigates Brad Whalen, a Broker with Green Vista Capital 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Winter Park, FL Here’s what you need to know about Winter Park, FL stockbroker Brad Whalen: Name: Brad Steven Whalen Current Employer: Green Vista Capital, LLC (since…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Don Pittman – Discharged by Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Don Pittman – Discharged by Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Lubbock, TX Here’s what you need to know about Lubbock, TX stockbroker Don Pittman: Name: Donald Ray Pittman Jr. Alias: Don Pittman Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Mark Alex Reffett- Arkadios Capital Broker- Discloses Settlement of Customer Dispute- Atlanta, GA
Mark Alex Reffett- Arkadios Capital Broker- Discloses Settlement of Customer Dispute- Atlanta, GA 150 150 Robert Rex, Esq.

April 2026- Atlanta, GA According to publicly available records, former Triad Advisors broker Mark Alex Reffett  discloses settlement of a customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Craig Roy: Name: Craig Anthony Roy Current Employer: LPL Enterprise, LLC Prior Firms: Edward…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hunter Jones, a Broker with Great Point Capital
Rex Securities Law Investment Fraud Attorney Investigates Hunter Jones, a Broker with Great Point Capital 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Lakewood, CO Here’s what you need to know about Lakewood, CO stockbroker Robert H. Jones: Name: Robert Hunter Jones Alias: Hunter Jones, Robert Jones Current Employer: Great…

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