• Robert Rex, Esq.

Daniel W. Staudacher-PFS Investments Broker-Discloses Regulatory Sanction
Daniel W. Staudacher-PFS Investments Broker-Discloses Regulatory Sanction 150 150 Robert Rex, Esq.

January 2017- Dallas, Texas According to publicly available records Daniel W. Staudacher , (CRD# 2878221) ,  a  stockbroker who is currently employed by PFS Investments,  disclose a recent FINRA regulatory action resulting in a…

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  • Robert Rex, Esq.

Former Essex Financial CEO Sanctioned by Regulators-Faces Home Confinement
Former Essex Financial CEO Sanctioned by Regulators-Faces Home Confinement 150 150 Robert Rex, Esq.

January 2017-Old Lyme, Connecticut The Day, an online news service covering a 20 town region in eastern Connecticut reports that John W. Rafal, 66, of Old Lyme, founder and former…

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  • Robert Rex, Esq.

Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment
Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment 150 150 Robert Rex, Esq.

January 2017- Longview, Texas According to publicly available records Ronald D. Henson , (CRD# 1748328) ,  a  stockbroker who is currently employed by LaSalle St. Securities,  disclose a separation from employment after allegations. The…

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  • Robert Rex, Esq.

Robert F. Stefanelli-Alexander Capital Broker-Discloses Customer Dispute Alleging High Pressure Sales
Robert F. Stefanelli-Alexander Capital Broker-Discloses Customer Dispute Alleging High Pressure Sales 150 150 Robert Rex, Esq.

January 2017- New York According to publicly available records Robert F. Stefanelli , (CRD# 2566917) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose a currently pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Jason H. Klabal-Former Legend Securities Broker-Discloses Customer Disputes
Jason H. Klabal-Former Legend Securities Broker-Discloses Customer Disputes 150 150 Robert Rex, Esq.

January 2017- New York According to publicly available records Jason H. Klabal , (CRD# 2910714) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose 2 currently pending customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Andrew P. Murino-Alexander Capital Broker-Discloses Outstanding Tax Liens
Andrew P. Murino-Alexander Capital Broker-Discloses Outstanding Tax Liens 150 150 Robert Rex, Esq.

April 2019- New York According to publicly available records Andrew P. Murino , (CRD# 4162699) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose currently outstanding liens. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Ty Bauer-Alexander Capital Broker-Discloses Customer Disputes-Oxford, MS
Ty Bauer-Alexander Capital Broker-Discloses Customer Disputes-Oxford, MS 150 150 Robert Rex, Esq.

January 2017- Oxford, MS According to publicly available records Ty Kevin Bauer , (CRD# 2150885) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose 2 prior customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Jeanpaul C. Skovronck- Alexander Capital Broker-Discloses Customer Dispute Alleging Churning
Jeanpaul C. Skovronck- Alexander Capital Broker-Discloses Customer Dispute Alleging Churning 150 150 Robert Rex, Esq.

January 2017- Staten Island, New York According to publicly available records Jeanpaul Charles Skovronck , (CRD# 2744738) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose a currently pending customer dispute.…

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