• Robert Rex, Esq.

Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks
Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks 150 150 Robert Rex, Esq.

Minneapolis, MN According to FINRA records, Brandt B. Wendland , a broker who was  registered  with Feltl & Company from  3/2004-2/2017 and who is now employed by Advanced Advisor Group , disclose a…

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  • Robert Rex, Esq.

Bernard T. Weber-Feltl & Co. Broker-Discloses Pending Customer Complaint Alleging Churning
Bernard T. Weber-Feltl & Co. Broker-Discloses Pending Customer Complaint Alleging Churning 150 150 Robert Rex, Esq.

MAY 2018 UPDATE-Minnetonka, MN According to FINRA records, Bernard T. Weber ,  a broker who has been  registered  with Feltl & Company since  12/2006 , discloses five prior customer disputes, two final regulatory…

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  • Robert Rex, Esq.

Kevin R. Graetz-Former Paulson Investment Broker-Barred From Securities Industry-Subject of Customer Suits-NY
Kevin R. Graetz-Former Paulson Investment Broker-Barred From Securities Industry-Subject of Customer Suits-NY 150 150 Robert Rex, Esq.

November 2019-New York According to FINRA records, Kevin Richard Graetz ,  a former stock broker who was last  registered  with Paulson Investment Company  discloses that he was barred from the securities…

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  • Robert Rex, Esq.

Stephen Dealy-Investors Capital Corp Stockbroker-Discloses Pending Oil & Gas Customer Complaint
Stephen Dealy-Investors Capital Corp Stockbroker-Discloses Pending Oil & Gas Customer Complaint 150 150 Robert Rex, Esq.

Port Orange, Florida According to FINRA records, Stephen Y. Dealy ,  a broker who was  registered  with Investors Capital Corp until 9/2014 , discloses a pending customer dispute and 9 finalized customer disputes. In addition,…

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  • Robert Rex, Esq.

Ryan Boggs-Former Broker With MNR Executions-Discloses Receipt of Wells Notice
Ryan Boggs-Former Broker With MNR Executions-Discloses Receipt of Wells Notice 150 150 Robert Rex, Esq.

Chicago, IL UPDATE AUGUST 2016– According to public records, Ryan Boggs is named in Case #16-0023/ 20150459600 filed by the Chicago Board of Options Exchange alleging that Boggs, on behalf…

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  • Robert Rex, Esq.

Jason L. Freiwald-Waddell & Reed Broker-Discloses $541K Customer Complaint
Jason L. Freiwald-Waddell & Reed Broker-Discloses $541K Customer Complaint 150 150 Robert Rex, Esq.

Chandler, AZ According to FINRA records, Jason L. Freiwald ,  a broker who is currently registered  with Waddell & Reed , discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Edgar A. Thomas-Former Investors Capital Broker-Discloses Customer Dispute
Edgar A. Thomas-Former Investors Capital Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

Lakeland, Florida According to FINRA records, Edgar A. Thomas ,  a broker who is currently registered  with Calton & Assoc. , discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Losses on KBR Baron’s Cove ? How to Recover Damages.
Losses on KBR Baron’s Cove ? How to Recover Damages. 150 150 Robert Rex, Esq.

Investors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…

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