• Robert Rex, Esq.

Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY
Marc A. Reda-Former PHX Financial Broker-Fined & Suspended-NY 150 150 Robert Rex, Esq.

July 2021  UPDATE -FINRA has filed a complaint alleging that Reda churned accounts and traded customer without authority.  Follow this for update. ORIGINAL POST--May 2016- Garden City, NY The Financial Industry Regulatory…

read more
  • Robert Rex, Esq.

William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme
William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme 150 150 Robert Rex, Esq.

May 2016-Austin, Texas The US Attorney’s Office for the Western District of Texas reports that William Risinger of Round Rock, Texas, was sentenced to 160 months in federal prison in…

read more
  • Robert Rex, Esq.

Levert Caldwell Named in Customer Arbitration-National Securities Corporation
Levert Caldwell Named in Customer Arbitration-National Securities Corporation 150 150 Robert Rex, Esq.

May 2016- Staten Island The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

read more
  • Robert Rex, Esq.

Geoffrey Garratt Named In Customer Arbitration-National Securities Corporation
Geoffrey Garratt Named In Customer Arbitration-National Securities Corporation 150 150 Robert Rex, Esq.

May 2016- Staten Island The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

read more
  • Robert Rex, Esq.

Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ
Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ 150 150 Robert Rex, Esq.

MAY 2019 UPDATE–Gabriel Block found guilty of unethical and dishonest practices, fined $750,000 by NJ regulators and barred from securities industry by FINRA. See this for details.  May 2016- Red Bank, NJ…

read more
  • Robert Rex, Esq.

Michael D. Teutonico Discloses Customer Arbitration-E.J. Sterling
Michael D. Teutonico Discloses Customer Arbitration-E.J. Sterling 150 150 Robert Rex, Esq.

May 2016- Lynbrook, New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute
Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute 150 150 Robert Rex, Esq.

May 2016- San Francisco The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

read more
  • Robert Rex, Esq.

Delaney Equity Group of Palm Beach Gardens Named in SEC Complaint
Delaney Equity Group of Palm Beach Gardens Named in SEC Complaint 150 150 Robert Rex, Esq.

Palm Beach Gardens, Florida UPDATE MAY 2017-In 3/2017 FINRA fined Delaney Equity Group $40,000 and required revision to their written supervisory procedures for deficiencies related to short sales of equities…

read more
  • Robert Rex, Esq.

Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud
Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud 150 150 Robert Rex, Esq.

UPDATE MARCH 2017–Christopher Cervino, 44, of Franklin Lakes, New Jersey was convicted of one count of conspiracy to commit securities fraud in connection with his role in a securities fraud scheme…

read more
  • Robert Rex, Esq.

How to Recover Losses on Energy Related Master Limited Partnerships
How to Recover Losses on Energy Related Master Limited Partnerships 150 150 Robert Rex, Esq.

May 2016 Investor Claims for Losses on Master Limited Partnerships- Energy Related Investments Rex Securities Law is investigating claims for investors who suffered significant losses as a result of investing…

read more
Enter your
text here

You cannot copy content of this page