• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Christopher Kazan formerly with National Securities Corp.
Rex Securities Law Investment Fraud Attorney Investigates Christopher Kazan formerly with National Securities Corp. 150 150 Robert Rex, Esq.

Last Updated: September 2023 (White Plains, NY) Christopher Kazan Investigation Summary Here’s what you need to know about White Plains, NY, stockbroker Christopher Kazan: Name: Mr. Christopher Kazan Current Employer:…

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  • Robert Rex, Esq.

Pranav Patel-Former Dawson James Broker-Indicted for Securities Fraud-Boca Raton
Pranav Patel-Former Dawson James Broker-Indicted for Securities Fraud-Boca Raton 150 150 Robert Rex, Esq.

UPDATE June 2016–Pranav Patel named in civil action seeking damages related to sale of ForceField Energy, Inc. Follow this link for more information.  May 2016-Boca Raton, FL The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Maroof Miyana-Former Legend Securities Broker-Indicted on Securities Fraud Charges
Maroof Miyana-Former Legend Securities Broker-Indicted on Securities Fraud Charges 150 150 Robert Rex, Esq.

May 2016-Pompano Beach, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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  • Robert Rex, Esq.

Gerald Cocuzzo-Former Newbridge Securities Broker-Indicted For Securities Fraud
Gerald Cocuzzo-Former Newbridge Securities Broker-Indicted For Securities Fraud 150 150 Robert Rex, Esq.

May 2016-Boca Raton, FL UPDATE NOVEMBER 2016-Gerald Cocuzzo pleads guilty to securities fraud. Link to US Attorneys office press release.  The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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  • Robert Rex, Esq.

Florence Simeon Permitted to Resign from Alexander Capital-Suspected of Falsifying Customer Documents
Florence Simeon Permitted to Resign from Alexander Capital-Suspected of Falsifying Customer Documents 150 150 Robert Rex, Esq.

May 2016- New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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  • Robert Rex, Esq.

William Gennity-Former Alexander Capital Stockbroker-Named in Churning Complaint
William Gennity-Former Alexander Capital Stockbroker-Named in Churning Complaint 150 150 Robert Rex, Esq.

MARCH 2019 Update–SEC enters consent judgement vs. William Gennity.  UPDATE August 2016–William Gennity Named in Churning Complaint by Montana Securities Regulator. Follow this link for details. May 2016- NYC The Financial Industry…

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  • Robert Rex, Esq.

Laurence M. Torres -Former Alexander Capital/First Standard Financial Stockbroker Accused of High Pressure Sales
Laurence M. Torres -Former Alexander Capital/First Standard Financial Stockbroker Accused of High Pressure Sales 150 150 Robert Rex, Esq.

MAY 2018 UPDATE-LAURENCE TORRES BARRED FROM SECURITIES INDUSTRY-ACCUSED OF HIGH PRESSURE SALES. See this for details. ORIGINAL POST May 2016- Staten Island, NY The Financial Industry Regulatory Authority (FINRA) is the agency…

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