How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships)

How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships) 150 150 Robert Rex, Esq.

February 11, 2016 If you have significant losses on energy sector Master Limited Partnerships (MLPs) you may be able to recover damages if the broker improperly recommended the investment to…

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How to Recover Losses on Oil & Gas / Energy Investments

How to Recover Losses on Oil & Gas / Energy Investments 150 150 Robert Rex, Esq.

February 11, 2016 In less than 24 months, the price of oil per barrel has fallen from $100 in June 2014 to a thirteen year low of $27. Natural gas…

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Charlotte Man Pleads Guilty to Securities & Wire Fraud

Charlotte Man Pleads Guilty to Securities & Wire Fraud 150 150 Robert Rex, Esq.

February 10, 2016- Charlotte, North Carolina The Charlotte Observer reports that Frank Enrique Lleras, of Charlotte, pleaded guilty to securities fraud and wire fraud in connection with a real estate…

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Wayne Kirk/Reef Securities Investigation–Update

Wayne Kirk/Reef Securities Investigation–Update 150 150 Robert Rex, Esq.

February 11, 2016- Richardson, Texas  Rex Securities Law is investigating Harris Wayne Kirk ,  a stock broker currently registered with  Reef Securities, Inc. Kirk’s FINRA record indicates that he has been named in 3 customer disputes.…

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Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber

Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber 150 150 Robert Rex, Esq.

February 1, 2016- Austin, Texas Texas Securities Commissioner John Morgan ordered Mississippi based SoBell Corp. and its owner, Andrew Gamber of Jonesboro, Arkansas, to stop selling an investment called “Pension…

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Purshe Kaplan Sterling Investments and Broker Vungarala Named In Regulatory Complaint

Purshe Kaplan Sterling Investments and Broker Vungarala Named In Regulatory Complaint 150 150 Robert Rex, Esq.

February 4, 2016- Boca Raton, Florida The Financial Industry Regulatory Authority (FINRA) filed a disciplinary proceeding against brokerage firm Purshe Kaplan Sterling Investments and broker Gopi Krishna Vungarala alleging that from…

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Miami Based Brickell Global Markets (formerly E.S. Financial Services) Pays $1 Million to Settle SEC Charges

Miami Based Brickell Global Markets (formerly E.S. Financial Services) Pays $1 Million to Settle SEC Charges 150 150 Robert Rex, Esq.

February 4, 2016- Miami, Florida The Securities & Exchange Commission (SEC) announced that Miami based Brickell Global Markets (formerly E.S. Financial Services) agreed to pay a $1 million penalty to…

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Rex Securities Law Investigates VSR Financial Broker Terrell C. Lady- Williamsburg, VA

Rex Securities Law Investigates VSR Financial Broker Terrell C. Lady- Williamsburg, VA 150 150 Robert Rex, Esq.

Williamsburg, VA Rex Securities Law is investigating VSR Financial Services broker Terrell C. Lady  of Providence Wealth Advisors in connection with the sale of real estate securities, promissory notes,  equipment leasing investments, limited partnerships…

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Rex Securities Law Investigates VSR Financial Services Broker in Seattle, Washington

Rex Securities Law Investigates VSR Financial Services Broker in Seattle, Washington 150 150 Robert Rex, Esq.

Seattle, Washington Rex Securities Law is investigating VSR Financial Services broker Robert M. Hinz, Jr. of Wealth Enhancement Strategies  in connection with the sale of annuities, real estate securities, options,  limited partnerships and direct investments…

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Rex Securities Law Investigates VSR Financial Broker Mikiel Featherston- Austin, Texas

Rex Securities Law Investigates VSR Financial Broker Mikiel Featherston- Austin, Texas 150 150 Robert Rex, Esq.

Austin, Texas Rex Securities Law is investigating VSR Financial Services broker Mikiel R. Featherston of The Featherston Group in connection with the sale of various direct investments including real estate securities  and limited partnership…

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