Rex Securities Law is investigating former VSR Financial Services broker Jesse J. Griffin, Jr. of Palm City, Florida, in connection with the sale of various alternative investments including real estate securities,…
read moreUPDATE DECEMBER 2016–FINRA records indicate that Robert M. Hinz, Jr. left VSR Financial Services in July 2016 and is not currently registered with any FINRA broker dealer. ORIGINAL POST – Seatlle,…
read moreMarch 5, 2015 RCS Capital Corporation announced that it closed the acquisition of VSR Group, Inc. and VSR Financial Services, Inc., which had been announced months ago. VSR Financial is based…
read moreLast Updated: April 2024 (Canton, Horseshoe Bay and Marble Falls, Texas) William Dale Hester Investigation Summary Here’s what you need to know about Canton/ Marble Falls, Texas, stockbroker William Dale…
read moreLast Updated: February 2024 (Greenwood Village, CO) Craig Emerson Investigation Summary Here’s what you need to know about Greenwood Village, CO, stockbroker Craig Emerson: Name: Mr. Craig Drewes Emerson Current…
read moreUpdated: December 2023 Clearwater, Florida Newbridge Securities broker Nicholas M. Giallourakis discloses 4 prior final customer disputes on his FINRA records. In 10.2023 a customer of Newbridge Securities was paid $14,999…
read moreRobert C. Bragg Investigation Monument, Colorado According to publicly available records Robert Charles Bragg, a broker who works for Newbridge Securities, discloses a pending customer dispute and a prior regulatory matter.…
read moreApril 2020-Addison, TX According to publicly available records of John Leighton Mitchell (CRD#336967) , a broker with Titan Securities, discloses one final and three currently pending customer disputes. The Financial Industry…
read moreJanuary 2020- Greenwood Village, CO The FINRA records of Robert Edward Burns, a stockbroker employed by Cetera Advisor Networks , disclose a pending customer dispute and a prior customer dispute. The Financial Industry…
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