Last Updated: February 2024 (Greenwood Village, CO)
Craig Emerson Investigation Summary
Here’s what you need to know about Greenwood Village, CO, stockbroker Craig Emerson:
- Name: Mr. Craig Drewes Emerson
- Current Employer: Cetera Advisor Networks
- DBA: Fourest LLC
- Previous Firms: Summit Brokerage Services, VSR Financial Services
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Craig Emerson
- Primary Location: Greenwood Village, CO
- CRD 2761245
- Can Craig Emerson be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $215,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Craig Emerson As Your Stockbroker?
A customer of Cetera Advisor Network alleges that Craig Emerson breached his fiduciary duty when he recommended Exchange Traded Funds (ETFs) causing damages of $215,000. This matter is currently pending.
[LEARN MORE]: Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
[LEARN MORE]: FINRA Rule 2111- suitability
Allegations of Broker Misconduct Against Craig Emerson
A customer of Craig Emerson has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Recommendation to invest in Exchange Traded Funds (ETFs)
[LEARN MORE]: Other Investigations Involving Exchange Traded Funds (ETFs)
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Our Investigations of other Cetera brokers
If you have suffered investment losses in an account handled by Craig Emerson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
