Last Updated: May 2024 (Pittsburgh, PA) Curt Grossman Investigation Summary Here’s what you need to know about Pittsburgh, PA, stockbroker Curt Grossman: Name: Mr. Curt Randy Grossman Current Employer: Not…
read moreLast Updated: May 2024 (Bloomfield Hills, MI) James Studinger Investigation Summary Here’s what you need to know about Bloomfield Hills, MI, stockbroker James Studinger: Name: Mr. James Paul Studinger Current…
read moreLast Updated: April 2024 (RIdgewood, New Jersey/ Austin, TX ) Edward Kasperavich Investigation Summary Here’s what you need to know about Ridgewood, New Jersey/ Austin, Texas, stockbroker Edward Kasperavich: Name:…
read moreLast Updated: April 2024 (Austin, TX ) Giuseppe Pulitano Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Giuseppe Pulitano: Name: Mr. Giuseppe Pulitano Current Employer: Stonecrest…
read moreLast Updated: April 2024 (Indian Harbour Beach, FL) Mark Tevebaugh Investigation Summary Here’s what you need to know about Indian Harbour Beach, FL, stockbroker Mark Tevebaugh: Name: Mr Mark Lee Tevebaugh…
read moreDavid Shane Simmons Investigation April 2024-Jefferson, NC UPDATE: On April 25, 2024 the U.S. Department of Justice convicted two tax attorneys and former broker David Shane Simmons of conspiring to…
read moreLast Updated: April 2024 (Marshall, Texas) Kenneth Knox Investigation Summary Here’s what you need to know about Marshall, Texas, stockbroker Kenneth Knox: Name: Mr. Kenneth Kyle Knox Current Employer: Kestra…
read moreLast Updated: April 2024 (Galveston, Texas) Barbara Leonard Investigation Summary Here’s what you need to know about Galveston, TX, stockbroker Barbara Leonard: Name: Barbara Elizabeth Leonard Current Employer: LPL FInancial…
read moreLast Updated: September 2025 (Houston, Texas) Juan Rascon Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Juan Rascon: Name: Juan Manuel Rascon Current Employer: Cetera Investment…
read moreApril 2024- St. Louis, MO The FINRA records of  Sean Aaron Brady ,  a former stock broker who is not currently registered and who was last employed by First Allied Securities , disclose that he was…
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